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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ARUN RAMSWAROOP PANCHARIYA

(PAN:AEVPP6125N)  
Click here to view complete history of this specific entity/person PAN ASIA ADVISORS LTD.
  		INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   BARRED FROM RENDERING SERVICES IN CONNECTION WITH INSTRUMENTS THAT ARE DEFINED AS SECURITIES (AS IN SECTION 2 (H) OF SCRA ACT, 1956) IN INDIAN MARKET OR IN ANY WAY DEALING WITH THEM

DIRECTED THAT NONE OF THE INTERMEDIARIES REGISTERED WITH SEBI SHALL DEAL WITH PAN ASIA ADVISORS LTD.AND MR.ARUN PANCHARIA IN ANY CAPACITY WITH REGARD TO OR IN CONNECTION WITH DEALING OF SECURITIES AS DEFINED IN INDIAN MARKET

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUN-2013 TO 20-OCT-2021

21-SEP-2011 		DIRECTION ISSUED VIDE AD-INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED

SAT: SAT VIDE ITS ORDER DATED 09/11/2011 DIRECTED SEBI TO AFFORD AN OPPORTUNITY OF HEARING WITHIN A WEEK THEREAFTER AND THEN PASS FINAL ORDER WITHIN TWO WEEKS  
2
History of entity/person ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA

(PAN:AEVPP6124P)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-SEP-2014 TO 18-SEP-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-SEP-2014 TO 18-SEP-2019

DIRECTED NOT TO DEAL IN SECURITIES OR INSTRUMENT WITH INDIAN SECURITIES AS UNDERLYING, IN ANY MANNER WHATSOEVER FROM 19-SEP-2014 TO 18-SEP-2019

19-SEP-2014 		 
3
History of entity/person MADANLAL GIRDHARILAL BUGALIYA

(PAN:ALMPB5163A)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-SEP-2014 TO 18-SEP-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-SEP-2014 TO 18-SEP-2019

DIRECTED NOT TO DEAL IN SECURITIES OR INSTRUMENT WITH INDIAN SECURITIES AS UNDERLYING, IN ANY MANNER WHATSOEVER FROM 19-SEP-2014 TO 18-SEP-2019

19-SEP-2014 		 
4
History of entity/person SARFARAZKHAN SARVARKHAN PATHAN

(PAN:ACRPP5552H)  
Click here to view complete history of this specific entity/person SV ENTERPRISES

PAN:ACRPP5552H
  		INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET

DID NOT CO-OPERATE WITH SEBI IN INSPECTION   		DIRECTED NOT TO DEAL IN SECURITIES OR INSTRUMENT WITH INDIAN SECURITIES AS UNDERLYING, IN ANY MANNER WHATSOEVER FROM 21-SEP-2011 TO 20-SEP-2016

DIRECTED NSDL AND CDSL TO FREEZE BENEFICIAL OWNER ACCOUNTS OF PERSONS/ENTITIES

DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-SEP-2011 TO 20-SEP-2016

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-SEP-2011 TO 20-SEP-2016

21-SEP-2011 		SEBI VIDE ITS ORDER DATED 19/09/2014 PROHIBITED NOTICEES FROM ACCESSING THE CAPITAL MARKET DIRECTLY OR INDIRECTLY, AND DEALING IN SECURITIES OR INSTRUMENTS WITH INDIAN SECURITIES AS UNDERLYING, IN ANY MANNER WHATSOEVER, FOR A PERIOD OF FIVE YEARS  
5
History of entity/person VINOD AMRUTLAAL NAAI

(PAN:AEUPN9210P)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-SEP-2014 TO 18-SEP-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-SEP-2014 TO 18-SEP-2019

DIRECTED NOT TO DEAL IN SECURITIES OR INSTRUMENT WITH INDIAN SECURITIES AS UNDERLYING, IN ANY MANNER WHATSOEVER FROM 19-SEP-2014 TO 18-SEP-2019

19-SEP-2014 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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