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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: INDULGED IN UNAUTHORISED TRADING IN FUTURES & OPTIONS

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AMAR MUKESHBHAI SHAH  
  ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN F&O SEGMENT OF NATIONAL STOCK EXCHANGE   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.7,75,000, ADMINISTRATION CHARGES RS.25,000 VIDE CONSENT ORDER)

15-SEP-2009 		 
2
History of entity/person AMAR MUKESHBHAI SHAH  
  INDULGED IN NON-GENUINE, SYNCHRONIZED AND FICTITIOUS TRANSACTIONS IN F&O SEGMENT   CEASE AND DESIST FROM INDULGING IN FUTURES & OPTIONS CONTRACTS

18-JUN-2007 		 
3
History of entity/person RAJESH KUMAR  
  INDULGED IN CREATION OF ARTIFICIAL MARKET & PRICE MANIPULATION THROUGH STRUCTURED DEALS IN F&O SEGMENT OF NSE   IMPOSED PENALTY RS.4,00,000

18-DEC-2012 		 
4
History of entity/person SHAH CHIRAG KIRTIKUMAR  
  INDULGED IN NON-GENUINE, SYNCHRONIZED AND FICTITIOUS TRANSACTIONS IN F&O SEGMENT   CEASE AND DESIST FROM INDULGING IN FUTURES & OPTIONS CONTRACTS

18-JUN-2007 		 
5
History of entity/person SURESH BHARRAT  
  INDULGED IN NON-GENUINE, SYNCHRONIZED AND FICTITIOUS TRANSACTIONS IN F&O SEGMENT   CEASE AND DESIST FROM INDULGING IN FUTURES & OPTIONS CONTRACTS

18-JUN-2007 		 
6
History of entity/person SURESH BHARRAT  
  INDULGED IN SYNCHRONIZED/MATCHED/REVERSAL TRANSACTIONS IN F&O SEGMENT OF NATIONAL STOCK EXCHANGE   IMPOSED PENALTY RS.17,50,000

27-MAY-2009 		SAT: SAT VIDE ITS ORDER DATED 18/12/2013 CONDONED THE DELAY OF 1514 DAYS IN DEPOSITING THE PENALTY OF RS.17.50 LACS AND DIRECTED THE APPLICANT TO DEPOSIT RS.5 LACS WITHIN 10 DAYS FROM THE DATE OF THIS ORDER AND RS.12.50 LACS ON OR BEFORE 31/03/2014. NO COSTS

INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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