| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AMIDHAR MAJUMDAR
|
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 2 |
|
|
ASHOK NAVINCHANDRA CHOKSHI
|
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
PUBLISHED ADVERTISEMENT OF BUYBACK IN NEWSPAPER FOR BUYBACK OF SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR THE PURPOSE OF PRICE MANIPULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
RESTRAINED FROM BUYING, SELLING AND DEALING OR ACCESSING SECURITIES MARKET IN ANY MANNER FOR A PERIOD OF THREE YEARS (01/02/2006 TO 31/01/2011) WHICH WILL RUN CONCURRENTLY TO PREVIOUS ORDER DATED 01/02/2006
|
| 3 |
|
|
B.RAMA RAJU
(PAN:ACEPB2813Q)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
PROVIDED UNTRUE STATEMENT OF ACCOUNTS IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
INITIATED ENQUIRY PROCEEDINGS
07-JAN-2009
|
DIRECTED THAT 1) SEBI SHALL PROVIDE INSPECTION OF DOCUMENTS RELIED UPON IN SHOW CAUSE NOTICES (SCNS) TO REPRESENTATIVES OF NOTICEES AT 11 A.M. IN SEBI OFFICE AT MUMBAI. 2) NOTICEES SHALL SUBMIT REPLIES ON MERITS TO SCNS BY 31/10/2009. 3) PERSONAL HEARING WITH REGARD TO SCNS SHALL BE HELD ON 7/11/2009 IN SEBI OFFICE AT MUMBAI VIDE ORDER DATED 10/10/2009
|
| 4 |
|
|
B.RAMALINGA RAJU
(PAN:ACVPB8311J)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
PROVIDED UNTRUE STATEMENT OF ACCOUNTS IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
INITIATED ENQUIRY PROCEEDINGS
07-JAN-2009
|
|
| 5 |
|
|
BEENA A.SHAH
|
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 6 |
|
|
DINESH DALMIA
(PAN:ACPPD9838G)
|
|
|
|
DSQ SOFTWARE LTD.
PAN:AAACS5071J
|
|
COMMITTED IRREGULARITIES IN ALLOTMENT OF 1.70 CRORE SHARES OF DSQ SOFTWARE LTD IN THE YEAR 2000-01 AND OF THE SAID SHARES, INTRODUCED OF 1.30 CRORE SHARES INTO THE MARKET WITHOUT LISTING
SUBMITTED WRONG INFORMATION TO SEBI
PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-SEP-2004 TO 08-SEP-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-SEP-2004 TO 08-SEP-2014
DIRECTED TO DEPOSIT A SUM OF RS.630 CRORE IN SEPARATE ESCROW ACCOUNT
DIRECTED TO BUY 1.30 CRORE SHARES OF DSQ SOFTWARE LTD. AND RETAIN IT IN SEPARATE DEMAT ACCOUNT
DIRECTED AMOUNTS DEPOSITED IN ESCROW ACCOUNT AND SHARES RETAINED IN DEMAT ACCOUNT BE NOT WITHDRAWN WITHOUT PRIOR PERMISSION OF SEBI
09-SEP-2004
|
SAT: DIRECTED SEBI TO APPOINT AN APPROPRIATE AUTHORITY TO IDENTIFY THOSE SHAREHOLDERS HOLDING UNLISTED SHARES AND TO ARRANGE FOR REFUND OF PURCHASE PRICE AFTER THEY SURRENDER UNLISTED SHARES
SAT: MODIFIED PERIOD OF DEBARMENT FROM 27/01/2001 TO 26/01/2011 AND DIRECTED DINESH DALMIA TO PURCHASE REMAINING UNLISTED SHARES AND TO RETAIN SAME IN A SEPERATE DEPOSITORY ACCOUNT AND TO FUND THIS ENTIRE OPERATION
|
| 7 |
|
|
G.RAMAKRISHNA
(PAN:ACAPG1654L)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
PROVIDED UNTRUE STATEMENT OF ACCOUNTS IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
INITIATED ENQUIRY PROCEEDINGS
07-JAN-2009
|
DIRECTED THAT 1) SEBI SHALL PROVIDE INSPECTION OF DOCUMENTS RELIED UPON IN SHOW CAUSE NOTICES (SCNS) TO REPRESENTATIVES OF NOTICEES AT 11 A.M. IN SEBI OFFICE AT MUMBAI. 2) NOTICEES SHALL SUBMIT REPLIES ON MERITS TO SCNS BY 31/10/2009. 3) PERSONAL HEARING WITH REGARD TO SCNS SHALL BE HELD ON 7/11/2009 IN SEBI OFFICE AT MUMBAI VIDE ORDER DATED 10/10/2009
|
| 8 |
|
|
NOOPUR KANSARA
(DIN:03153864)
|
|
|
|
INDO-CARE PHARMACEUTICALS LTD.
CIN:U99999GJ1995PLC027457
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 9 |
|
|
NOOPUR KANSARA
(DIN:03153864)
|
|
|
|
INDO-CARE PHARMACEUTICALS LTD.
CIN:U99999GJ1995PLC027457
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 10 |
|
|
REENA A.MAJUMDAR
|
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 11 |
|
|
TUSHAR A.MAJUMDAR
|
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 12 |
|
|
TUSHAR A.MAJUMDAR
|
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
ALLOTTED SHARES OF MANNA GLASS TECH INDUSTRIES LTD. ON PREFERENTIAL BASIS WITHOUT ANY CONSIDERATION BEING RECEIVED IN ACTUAL AS THE COMPANY ITSELF ISSUED, CHEQUES TO ITS PROMOTER ENTITIES WHO IN TURN ISSUED CHEQUES TO ALLOTTEES AND ALLOTTEES ISSUED THE CHEQUES BACK TO COMPANY AS ALLOTMENT MONEY
MANIPULATED MARKET BY SELLING SHARES OF MANNA GLASS TECH INDUSTRIES LTD. FOR WHICH NO CONSIDERATION WAS PAID AT THE TIME OF ACQUISITION
FILED WRONG DECLARATION WITH STOCK EXCHANGE REGARDING RECEIPT OF ALLOTMENT MONEY IN PREFERENTIAL ISSUE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 13 |
|
|
VADLAMANI SRINIVASU
(PAN:ABEPV4019P)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
PROVIDED UNTRUE STATEMENT OF ACCOUNTS IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
INITIATED ENQUIRY PROCEEDINGS
07-JAN-2009
|
DIRECTED THAT 1) SEBI SHALL PROVIDE INSPECTION OF DOCUMENTS RELIED UPON IN SHOW CAUSE NOTICES (SCNS) TO REPRESENTATIVES OF NOTICEES AT 11 A.M. IN SEBI OFFICE AT MUMBAI. 2) NOTICEES SHALL SUBMIT REPLIES ON MERITS TO SCNS BY 31/10/2009. 3) PERSONAL HEARING WITH REGARD TO SCNS SHALL BE HELD ON 7/11/2009 IN SEBI OFFICE AT MUMBAI VIDE ORDER DATED 10/10/2009
|
| 14 |
|
|
VANTIMITTA SURYANARAYANA PRABHAKARA GUPTA
(PAN:AEAPP2815G)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
PROVIDED UNTRUE STATEMENT OF ACCOUNTS IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
INITIATED ENQUIRY PROCEEDINGS
07-JAN-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
