| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AMIT KUMAR KHEMKA
(PAN:AQRPK7830M)
|
|
|
|
RAVI KUMAR DISTILLERIES LTD.
PAN:AABCR4195D
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
|
| 2 |
|
|
ANIL BENIPRASAD AGRAWAL
(PAN:ACTPA6034D)
|
|
|
|
RAVI KUMAR DISTILLERIES LTD.
PAN:AABCR4195D
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
SAT: SAT VIDE ITS ORDER DATED 22/06/2021 ALLOWED RESPONDENT TWO WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
|
| 3 |
|
|
ANNU ANIL AGRAWAL
(PAN:ADMPA0248F)
|
|
|
|
RAVI KUMAR DISTILLERIES LTD.
PAN:AABCR4195D
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
|
| 4 |
|
|
BHARAT NANUBHAI SHIROYA
(PAN:ALLPS7688G)
|
|
|
|
RAVI KUMAR DISTILLERIES LTD.
PAN:AABCR4195D
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
|
| 5 |
|
|
CHANDRAKALA PUROHIT
(PAN:AFUPP1827R)
|
|
|
|
RAVI KUMAR DISTILLERIES LTD.
PAN:AABCR4195D
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
SAT: SAT VIDE ITS ORDER DATED 22/06/2021 REJECTED THE APPLICATION
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
|
| 6 |
|
|
JUGAL CHANDRAKANT THACKER
(PAN:ABCPT8861F)
|
|
|
|
RAVI KUMAR DISTILLERIES LTD.
PAN:AABCR4195D
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
|
| 7 |
|
|
SARTHAK VIJLANI
(PAN:ADMPV9381J)
|
|
|
|
RAVI KUMAR DISTILLERIES LTD.
PAN:AABCR4195D
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
SAT: SAT VIDE ITS ORDER DATED 31/05/2019 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 12/03/2019 AND DIRECTED SEBI TO GRANT OPPORTUNITY TO FILE A REPLY TO SCN AND DEAL WITH MATTER IN ACCORDANCE WITH LAW AND APPELLANT DIRECTED TO APPEAR BEFORE WTM ON 09/07/2019
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
