| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
HAMID AHMED
|
|
|
|
RELIGARE ENTERPRISES LTD.
PAN:AAACV5888N
|
|
DID NOT MAINTAIN HIGH ETHICAL STANDARDS AND TAKE INTO ACCOUNT THE INTEREST OF STAKEHOLDERS VIOLATING REGULATION 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED TO FURNISH UNDERTAKING THAT RELIGARE ENTERPRISES LTD. SHALL APPLY TO REGULATORY AUTHORITIES INCLUDING RBI ON OR BEFORE 12/07/2024 FOR ALL THE REQUISITE STATUTORY APPROVALS THAT ARE NECESSARY FOR PROCEEDING WITH OPEN OFFER BY ACQUIRERS
DIRECTED TO TAKE ALL THE NECESSARY STEPS TO FACILITATE THE ACQUIRERS TO FULFIL THEIR OBLIGATIONS UNDER SAST REGULATIONS, 2011
DIRECTED TO CONSTITUTE COMMITTEE OF INDEPENDENT DIRECTORS IN TERMS OF REGULATIONS 26(6) OF SAST REGULATIONS, 2011
19-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 10/07/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN FOUR WEEKS THEREAFTER. IN THE MEANWHILE, DIRECTION IN PARAGRAPH 35 OF IMPUGNED ORDER TO REMAIN STAYED
SAT: SAT VIDE ITS ORDER DATED 29/08/2024 CONDONED THE DELAY IN FILING OF REPLY. APPELLANTS SEEK TO FILE REJOINDER
|
| 2 |
|
|
MALAY KUMAR SINHA
|
|
|
|
RELIGARE ENTERPRISES LTD.
PAN:AAACV5888N
|
|
DID NOT MAINTAIN HIGH ETHICAL STANDARDS AND TAKE INTO ACCOUNT THE INTEREST OF STAKEHOLDERS VIOLATING REGULATION 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED TO FURNISH UNDERTAKING THAT RELIGARE ENTERPRISES LTD. SHALL APPLY TO REGULATORY AUTHORITIES INCLUDING RBI ON OR BEFORE 12/07/2024 FOR ALL THE REQUISITE STATUTORY APPROVALS THAT ARE NECESSARY FOR PROCEEDING WITH OPEN OFFER BY ACQUIRERS
DIRECTED TO TAKE ALL THE NECESSARY STEPS TO FACILITATE THE ACQUIRERS TO FULFIL THEIR OBLIGATIONS UNDER SAST REGULATIONS, 2011
DIRECTED TO CONSTITUTE COMMITTEE OF INDEPENDENT DIRECTORS IN TERMS OF REGULATIONS 26(6) OF SAST REGULATIONS, 2011
19-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 10/07/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN FOUR WEEKS THEREAFTER. IN THE MEANWHILE, DIRECTION IN PARAGRAPH 35 OF IMPUGNED ORDER TO REMAIN STAYED
SAT: SAT VIDE ITS ORDER DATED 29/08/2024 CONDONED THE DELAY IN FILING OF REPLY. APPELLANTS SEEK TO FILE REJOINDER
|
| 3 |
|
|
PRAVEEN KUMAR TRIPATHI
|
|
|
|
RELIGARE ENTERPRISES LTD.
PAN:AAACV5888N
|
|
DID NOT MAINTAIN HIGH ETHICAL STANDARDS AND TAKE INTO ACCOUNT THE INTEREST OF STAKEHOLDERS VIOLATING REGULATION 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED TO FURNISH UNDERTAKING THAT RELIGARE ENTERPRISES LTD. SHALL APPLY TO REGULATORY AUTHORITIES INCLUDING RBI ON OR BEFORE 12/07/2024 FOR ALL THE REQUISITE STATUTORY APPROVALS THAT ARE NECESSARY FOR PROCEEDING WITH OPEN OFFER BY ACQUIRERS
DIRECTED TO TAKE ALL THE NECESSARY STEPS TO FACILITATE THE ACQUIRERS TO FULFIL THEIR OBLIGATIONS UNDER SAST REGULATIONS, 2011
DIRECTED TO CONSTITUTE COMMITTEE OF INDEPENDENT DIRECTORS IN TERMS OF REGULATIONS 26(6) OF SAST REGULATIONS, 2011
19-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 10/07/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN FOUR WEEKS THEREAFTER. IN THE MEANWHILE, DIRECTION IN PARAGRAPH 35 OF IMPUGNED ORDER TO REMAIN STAYED
SAT: SAT VIDE ITS ORDER DATED 29/08/2024 CONDONED THE DELAY IN FILING OF REPLY. APPELLANTS SEEK TO FILE REJOINDER
|
| 4 |
|
|
PREETI MADAN
|
|
|
|
RELIGARE ENTERPRISES LTD.
PAN:AAACV5888N
|
|
DID NOT MAINTAIN HIGH ETHICAL STANDARDS AND TAKE INTO ACCOUNT THE INTEREST OF STAKEHOLDERS VIOLATING REGULATION 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED TO FURNISH UNDERTAKING THAT RELIGARE ENTERPRISES LTD. SHALL APPLY TO REGULATORY AUTHORITIES INCLUDING RBI ON OR BEFORE 12/07/2024 FOR ALL THE REQUISITE STATUTORY APPROVALS THAT ARE NECESSARY FOR PROCEEDING WITH OPEN OFFER BY ACQUIRERS
DIRECTED TO TAKE ALL THE NECESSARY STEPS TO FACILITATE THE ACQUIRERS TO FULFIL THEIR OBLIGATIONS UNDER SAST REGULATIONS, 2011
DIRECTED TO CONSTITUTE COMMITTEE OF INDEPENDENT DIRECTORS IN TERMS OF REGULATIONS 26(6) OF SAST REGULATIONS, 2011
19-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 10/07/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN FOUR WEEKS THEREAFTER. IN THE MEANWHILE, DIRECTION IN PARAGRAPH 35 OF IMPUGNED ORDER TO REMAIN STAYED
SAT: SAT VIDE ITS ORDER DATED 29/08/2024 CONDONED THE DELAY IN FILING OF REPLY. APPELLANTS SEEK TO FILE REJOINDER
|
| 5 |
|
|
RANJAN DWIVEDI
|
|
|
|
RELIGARE ENTERPRISES LTD.
PAN:AAACV5888N
|
|
DID NOT MAINTAIN HIGH ETHICAL STANDARDS AND TAKE INTO ACCOUNT THE INTEREST OF STAKEHOLDERS VIOLATING REGULATION 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED TO FURNISH UNDERTAKING THAT RELIGARE ENTERPRISES LTD. SHALL APPLY TO REGULATORY AUTHORITIES INCLUDING RBI ON OR BEFORE 12/07/2024 FOR ALL THE REQUISITE STATUTORY APPROVALS THAT ARE NECESSARY FOR PROCEEDING WITH OPEN OFFER BY ACQUIRERS
DIRECTED TO TAKE ALL THE NECESSARY STEPS TO FACILITATE THE ACQUIRERS TO FULFIL THEIR OBLIGATIONS UNDER SAST REGULATIONS, 2011
DIRECTED TO CONSTITUTE COMMITTEE OF INDEPENDENT DIRECTORS IN TERMS OF REGULATIONS 26(6) OF SAST REGULATIONS, 2011
19-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 10/07/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN FOUR WEEKS THEREAFTER. IN THE MEANWHILE, DIRECTION IN PARAGRAPH 35 OF IMPUGNED ORDER TO REMAIN STAYED
SAT: SAT VIDE ITS ORDER DATED 29/08/2024 CONDONED THE DELAY IN FILING OF REPLY. APPELLANTS SEEK TO FILE REJOINDER
|
| 6 |
|
|
RASHMI SALUJA
|
|
|
|
RELIGARE ENTERPRISES LTD.
PAN:AAACV5888N
|
|
DID NOT MAINTAIN HIGH ETHICAL STANDARDS AND TAKE INTO ACCOUNT THE INTEREST OF STAKEHOLDERS VIOLATING REGULATION 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED TO FURNISH UNDERTAKING THAT RELIGARE ENTERPRISES LTD. SHALL APPLY TO REGULATORY AUTHORITIES INCLUDING RBI ON OR BEFORE 12/07/2024 FOR ALL THE REQUISITE STATUTORY APPROVALS THAT ARE NECESSARY FOR PROCEEDING WITH OPEN OFFER BY ACQUIRERS
DIRECTED TO TAKE ALL THE NECESSARY STEPS TO FACILITATE THE ACQUIRERS TO FULFIL THEIR OBLIGATIONS UNDER SAST REGULATIONS, 2011
DIRECTED TO CONSTITUTE COMMITTEE OF INDEPENDENT DIRECTORS IN TERMS OF REGULATIONS 26(6) OF SAST REGULATIONS, 2011
19-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 10/07/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN FOUR WEEKS THEREAFTER. IN THE MEANWHILE, DIRECTION IN PARAGRAPH 35 OF IMPUGNED ORDER TO REMAIN STAYED
SAT: SAT VIDE ITS ORDER DATED 29/08/2024 CONDONED THE DELAY IN FILING OF REPLY. APPELLANTS SEEK TO FILE REJOINDER
|
| 7 |
|
|
VIMAL RAJ MATHUR
(PAN:AIDPM9858P)
|
|
|
|
V.R.MATHUR MASS COMMUNICATIONS LTD.
|
|
MIS-STATEMENTS IN PROSPECTUS OF PUBLIC ISSUE OF V.R.MATHUR MASS COMMUNICATIONS LTD.
|
IMPRISONMENT FOR THREE MONTHS
IMPOSED FINE RS.15,000
22-AUG-2002
|
COMPANY LAW BOARD VIDE ITS ORDER DATED 06/12/2005 CONFIRMED THAT OFFENCES UNDER SECTION 63 AND 68 OF THE COMPANIES ACT, 1956 HAVE BEEN COMPOUNDED AND COMPOUNDING FEE OF RS.45,000.00 HAS BEEN REMMITTED BY THE APPLICANTS ON 28/11/2005
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
