| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.LAHIRI
|
|
|
|
HINDUSTAN LEVER LTD.
|
|
INDULGED IN INSIDER TRADING IN SCRIP OF BROOKE BOND LIPTON INDIA LTD.
|
DIRECTED TO COMPENSATE UNIT TRUST OF INDIA TO THE EXTENT OF RS.3.04 CRORES
LAUNCHED ADJUDICATION PROCEEDINGS
11-MAR-1998
|
|
| 2 |
|
|
BADRINARAYAN B.SOMANI
|
|
|
DELAYED (407 DAYS) IN FILING THE REQUIRED REPORT IN TERMS OF REGULATION 3(4) OF THE REGULATION IN THE CASE OF PREFERENTIAL ALLOTMENT OF SHARES OF ABEE INFO-CONSUMABLES LTD.
DID NOT MAKE DISCLOSURES IN THE NOTICE FOR THE EXTRA ORDINARY GENERAL MEETING CALLED FOR THE PURPOSE OF CONSIDERATION OF PREFERENTIAL ALLOTMENTS OF SHARES OF ABEE INFO-CONSUMABLES LTD.
|
LAUNCHED ADJUDICATION PROCEEDINGS
02-JUL-2004
|
|
| 3 |
|
|
K.B.DADISETH
|
|
|
|
HINDUSTAN LEVER LTD.
|
|
INDULGED IN INSIDER TRADING IN SCRIP OF BROOKE BOND LIPTON INDIA LTD.
|
DIRECTED TO COMPENSATE UNIT TRUST OF INDIA TO THE EXTENT OF RS.3.04 CRORES
LAUNCHED ADJUDICATION PROCEEDINGS
11-MAR-1998
|
|
| 4 |
|
|
KISHORE RAJARAM CHHABRIA
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED TO DISINVEST SHARES IN TARGET COMPANY
LAUNCHED ADJUDICATION PROCEEDINGS
19-FEB-2002
|
SAT: ORDER AS MODIFIED UPHELD
MATTER HAS BEEN SETTLED VIDE SUPREME COURT ORDER DATED 07/03/2005 IN TERMS OF THE CONSENT SETTLED BETWEEN THE PARTIES
|
| 5 |
|
|
M.K.SHARMA
|
|
|
|
HINDUSTAN LEVER LTD.
|
|
INDULGED IN INSIDER TRADING IN SCRIP OF BROOKE BOND LIPTON INDIA LTD.
|
DIRECTED TO COMPENSATE UNIT TRUST OF INDIA TO THE EXTENT OF RS.3.04 CRORES
LAUNCHED ADJUDICATION PROCEEDINGS
11-MAR-1998
|
|
| 6 |
|
|
MADANLAL DWARKADAS CHHABRIA
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED TO DISINVEST SHARES IN TARGET COMPANY
LAUNCHED ADJUDICATION PROCEEDINGS
19-FEB-2002
|
SAT: ORDER AS MODIFIED UPHELD
MATTER HAS BEEN SETTLED VIDE SUPREME COURT ORDER DATED 07/03/2005 IN TERMS OF THE CONSENT SETTLED BETWEEN THE PARTIES
|
| 7 |
|
|
R.GOPALKRISHNAN
|
|
|
|
HINDUSTAN LEVER LTD.
|
|
INDULGED IN INSIDER TRADING IN SCRIP OF BROOKE BOND LIPTON INDIA LTD.
|
DIRECTED TO COMPENSATE UNIT TRUST OF INDIA TO THE EXTENT OF RS.3.04 CRORES
LAUNCHED ADJUDICATION PROCEEDINGS
11-MAR-1998
|
|
| 8 |
|
|
S.N.DATTA
|
|
|
|
HINDUSTAN LEVER LTD.
|
|
INDULGED IN INSIDER TRADING IN SCRIP OF BROOKE BOND LIPTON INDIA LTD.
|
DIRECTED TO COMPENSATE UNIT TRUST OF INDIA TO THE EXTENT OF RS.3.04 CRORES
LAUNCHED ADJUDICATION PROCEEDINGS
11-MAR-1998
|
|
| 9 |
|
|
SUBHASH KHATUA
|
|
|
|
FLEX INTERNATIONAL PVT.LTD.
|
|
ACQUIRED 80,00,000 EQUITY SHARES REPRESENTING 16.30% OF ENHANCED VOTING CAPITAL PURSUANT TO CONVERSION OF WARRANTS ALLOTTED ON NOVEMBER 29, 2001 ON PREFERENTIAL BASIS. APOORVA EXTRUSION PVT. LTD. (ALSO BELONGING TO PROMOTER GROUP) HAD ALSO SIMILARLY ACQUIRED 20,00,000 EQUITY SHARES REPRESENTING 4.07% OF ENHANCED VOTING CAPITAL ON JUNE 2, 2003. AS A RESULT OF THE SAID ACQUISITION THE COLLECTIVE SHAREHOLDING OF FLEX INTERNATIONAL PVT. LTD. AND APOORVA EXTRUSION PVT.LTD. INCREASED BY 20.37% (FROM 0.03% TO 20.40%) OF THE VOTING SHARE CAPITAL
DID NOT MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE 20% OF THE VOTING CAPITAL
|
LAUNCHED ADJUDICATION PROCEEDINGS
IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS
25-AUG-2004
|
|
| 10 |
|
|
SURESH CHAND SINGLA
|
|
|
DISCLOSURES REGARDING CHANGE IN VOTING RIGHTS AND SHAREHOLDING PATTERN DUE TO THE PREFERENTIAL ALLOTMENT OF SHARES OF TITAN SECURITIES LTD.WERE NOT MADE IN THE NOTICE OF THE GENERAL MEETING
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
LAUNCHED ADJUDICATION PROCEEDINGS
14-JUN-2004
|
|
| 11 |
|
|
VENKATRAMAN RANGANATHAN
(PAN:ABOPR2170F)
|
|
|
|
CEREBRA INTEGRATED TECHNOLOGIES LTD.
PAN:AAACC5941K
|
|
INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING SECTION 27(1) OF SEBI ACT. 1992 AND REGULATIONS 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI(PFUTP) REGULATIONS, 2003IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
CERTIFIED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(2), 4(2)(F)(II)(6) 4(2)(F)(II)(7), 4(2)(F)(III)(1), 4(2)(F)(III)(3), 4(2)(F)(III)(6), 4(2)(F)(III)(7) AND 4(2)(F)(III) (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 30-JAN-2025 TO 29-JAN-2028
IMPOSED PENALTY RS.15,00,000
PROHIBITED FROM HOLDING ANY POSITION AS DIRECTOR OR KEY MANAGERIAL PERSON OF ANY OTHER LISTED COMPANY FROM 30-JAN-2025 TO 29-JAN-2028
30-JAN-2025
|
SAT: SAT VIDE ITS ORDER DATED 21/04/2025 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN TWO WEEKS THEREAFTER. STAYED RECOVERY OF PENALTY SUBJECT TO DEPOSIT 50% AMOUNT
|
| 12 |
|
|
VIJAY MALLYA
(DIN:00122890
PAN:AENPM6247A)
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED TO DISINVEST SHARES IN TARGET COMPANY
LAUNCHED ADJUDICATION PROCEEDINGS
19-FEB-2002
|
SAT: ORDER DIRECTING APPELLANT TO DISINVEST SHARES OF TARGET COMPANY HELD BY HIM NOT SUSTAINED AND APPEAL DISPOSED OFF
|
| 13 |
|
|
VISHWAMURTHY PHALANETRA
(PAN:AANPV2162M)
|
|
|
|
CEREBRA INTEGRATED TECHNOLOGIES LTD.
PAN:AAACC5941K
|
|
INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING SECTION 27(1) OF SEBI ACT. 1992 AND REGULATIONS 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI(PFUTP) REGULATIONS, 2003IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
CERTIFIED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(2), 4(2)(F)(II)(6) 4(2)(F)(II)(7), 4(2)(F)(III)(1), 4(2)(F)(III)(3), 4(2)(F)(III)(6), 4(2)(F)(III)(7) AND 4(2)(F)(III) (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 30-JAN-2025 TO 29-JAN-2028
IMPOSED PENALTY RS.15,00,000
PROHIBITED FROM HOLDING ANY POSITION AS DIRECTOR OR KEY MANAGERIAL PERSON OF ANY OTHER LISTED COMPANY FROM 30-JAN-2025 TO 29-JAN-2028
30-JAN-2025
|
SAT: SAT VIDE ITS ORDER DATED 21/04/2025 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN TWO WEEKS THEREAFTER. STAYED RECOVERY OF PENALTY SUBJECT TO DEPOSIT 50% AMOUNT
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
