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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ABHIPRA CAPITAL LTD.

(PAN:AABCA1702F)

(Depository Participants : CDSL/NSDL,Member : BSE/NSE/OTC)  
  DID NOT EXERCISE DUE CARE AND DILIGENCE

DID NOT REDRESS INVESTOR COMPLAINTS

ALLOWED TERMINALS TO UNREGISTERED SUB-BROKERS

NON-COOPERATION WITH SEBI IN INVESTIGATIONS

VIOLATED SEBI CODE OF CONDUCT

DID NOT MAKE PAYMENTS TO CLIENTS IN TIME   		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS STOCK BROKER FROM 17-AUG-2007 PENDING COMPLETION OF ENQUIRY PROCEEDINGS

STOCK EXCHANGE ADVISED TO DEBIT MEMBER’S DEPOSIT

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000, ADMINISTRATION CHARGES RS.1,00,000 VIDE CONSENT ORDER)^CO^08-APR-2009

D FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 17-AUG-2007 PENDING COMPLETION OF ENQUIRY PROCEEDINGS

DIRECTED NOT TO OPEN FRESH DEMAT ACCOUNTS FROM 17-AUG-2007 PENDING COMPLETION OF ENQUIRY PROCEEDINGS







17-AUG-2007~ 		INTERIM ORDER DATED 17/08/2007 MODIFIED TO THE EXTENT THAT ABHIPRA CAPITAL LIMITED ALLOWED TO OPEN NEW TRADING ACCOUNTS AS WELL AS DIRECTED TO SUBMIT DOCUMENTARY EVIDENCE FOR SETTLEMENT OF THE DUES OF JOHARI’S WITHIN 30 DAYS

INTERIM ORDER DATED 17/08/2007 MODIFIED TO THE EXTENT THAT ABHIPRA CAPITAL LTD. ALLOWED TO OPEN NEW TRADING ACCOUNTS AS WELL AS DIRECTED TO SUBMIT DOCUMENTARY EVIDENCE FOR SETTLEMENT OF THE DUES OF JOHARI'S WITHIN 30 DAYS  
2
History of entity/person AMI COMPUTERS (I) LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

ALLEGED NOT RESPONDING TO LETTERS/SUMMONS ISSUED BY SEBI   		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 25-SEP-2007

DIRECTED TO TRANSFER RECORDS OF CLIENTS TO ANOTHER AGENCY/CONCERNED COMPANIES

DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES

25-SEP-2007 		 
3
History of entity/person GLOBAL FINANCE CORP.LTD.  
  VIOLATED SEBI ACT, RULES & REGULATIONS   DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 19-JUN-1997

19-JUN-1997 		 
4
History of entity/person KARVY COMPUTERSHARE PVT.LTD.

(PAN:AACCK2193D)  
  ACTED IN CONCERT WITH GROUP ENTITIES TO MANIPULATE IPOS OF VARIOUS COMPANIES   DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 27-APR-2006 TILL FURTHER ORDERS

27-APR-2006 		ALLOWED TO ACT AS REGISTRAR TO ISSUE AND SHARE TRANSFER AGENT IN CASE OF MUTUAL FUNDS

DIRECTED THAT INTERIM ORDER DATED 27/04/2006 READ WITH 26/05/2006 WILL REMAIN IN FORCE TILL FINAL ORDER PASSED BY SEBI  
5
History of entity/person MCS LTD.

(PAN:AAACM8027G)  
Click here to view complete history of this specific entity/person ALOK AGARWAL
Click here to view complete history of this specific entity/person RAMESH AGARWAL
  		DID NOT EXERCISE DUE SKILL, CARE AND DILIGENCE IN PUBLIC ISSUE OF OIL & NATURAL GAS CORP.LTD., POWER TRADING CORP.OF INDIA LTD. & BANK OF MAHARASHTRA LTD.

VIOLATED RULE 4(1) (E) OF SEBI (REGISTRARS TO AN ISSUE & SHARE TRANSFER AGENTS) RULES, 1993   		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 05-JUL-2007 TO 19-JUL-2007

14-JUN-2007 		 
6
History of entity/person PINNACLE SHARES REGISTRY PVT.LTD.  
Click here to view complete history of this specific entity/person MUKESH TRIVEDI
Click here to view complete history of this specific entity/person PARKASH MAKWANA
  		DID NOT DEMATERIALISE SHARES IN TIME

INDULGED IN CONSPIRACY WITH COMPANY IN FRAUDULENTLY TRANSFERRING SHARES TO ACCOUNTS OF PROMOTERS AND RELATED ENTITIES IN MATTER OF PARSOLI CORP.LTD.

INDULGED IN CONSPIRACY WITH PROMOTERS IN DELAYING TRANSFER OF SHARES IN MATTER OF PARSOLI CORP.LTD.   		CANCELLED REGISTRATION AS REGISTRAR

DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 20-FEB-2009 TILL FURTHER ORDERS

20-FEB-2009 		CANCELLED CERTIFICATE OF REGISTRATION AS REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT W.E.F.28/02/2010.FURTHER DIRECTED 1) NOT TO TAKE NEW CLIENTS UNDER SAID CERTIFICATE OF REGISTRATION 2) TO HANDOVER ALL PHYSICAL RECORDS AND DEMAT RECORDS TO CLIENTS COMPANIES AFTER CERTIFYING INTEGRITY AND CORRECTNESS UNDER INTIMATION TO SEBI AND ISSUE A CERTIFICATE TO SEBI TO THIS EFFECT AND 3) TO INFORM CLIENTS COMPANIES TO MAKE ARRANGEMENT OF ANOTHER REGISTRAR AND SHARE TRANSFER AGENT

SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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