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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person MCS LTD.

(PAN:AAACM8027G)  
  DID NOT FOLLOW PROPER PROCEDURE AND NOT EXERCISING DUE CARE AND DILIGENCE IN PROCESS OF ISSUANCE OF DUPLICATE SHARES CERTIFICATE VIOLATING REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2023 TO 27-FEB-2026

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-FEB-2023 TO 27-FEB-2026

28-FEB-2023 		 
2
History of entity/person NIPAR FINANCIAL SERVICES LTD.  
Click here to view complete history of this specific entity/person AKSHAY ASHWIN PARIKH
Click here to view complete history of this specific entity/person NITIN HASMUKH PARIKH
  		DID NOT EXERCISE DUE DILIGENCE IN PUBLIC ISSUE OF GROWMORE SOLVENTS LTD.   DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-JUL-2004 TO 21-JUL-2006

22-JUL-2004 		SAT: IMPUGNED ORDER UPHELD BUT ABSOLVED PENALTY IMPOSED ON NITIN HASMUKH PARIKH  
3
History of entity/person SHAREPRO SERVICE INDIA PVT.LTD.

(PAN:AAICS5500L)  
Click here to view complete history of this specific entity/person BALRAM MUKHERJEE

PAN:CIGPM5834A
Click here to view complete history of this specific entity/person BHAGYALAKSHMI GOVINDRAJ RAO

PAN:AEGPR6549K
Click here to view complete history of this specific entity/person GOVINDRAJ RAO

PAN:AGAPR1557P
Click here to view complete history of this specific entity/person INDIRA PRASHANT KARKERA

PAN:ADUPK3802B
Click here to view complete history of this specific entity/person PRASHANT NARAYAN KARKERA

PAN:AANPK8238K
  		DID NOT MAINTAIN INTERNAL SYSTEMS, CHECK & BALANCES AND CONTROL TO KEEP RECORDS OF UNPAID DIVIDEND AND ISSUED NEW INSTRUMENTS FOR UNPAID DIVIDEND

AUTHORIZED ISSUANCES OF NEW CERTIFICATES WITHOUT ANY REQUEST OR AUTHORISATION FROM SHAREHOLDERS

DID NOT MAINTAIN PROPER CONTROL OVER SHARE TRANSFER OPERATIONS

TRANSFERRED SHARES AND DIVIDENDS FROM THE ACCOUNTS OF GENUINE INVESTORS TO ENTITIES LINKED WITH THE TOP MANAGEMENT

FALSIFIED RECORDS TO AVOID AUDIT TRAILS

DID NOT COOPERATE WITH INVESTIGATION AND ATTEMPTED TO MISLED THE INVESTIGATION   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAR-2016 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAR-2016 TILL FURTHER ORDERS

22-MAR-2016 		SEBI VIDE ITS ORDER DATED 03/11/2017 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 22/03/2016  
4
History of entity/person SPS INTERNATIONAL LTD.  
Click here to view complete history of this specific entity/person S.K.JAIN
  		ALLOTTED SHARES TO APPLICANTS WHO HAD APPLIED MUCH AFTER CLOSURE OF PUBLIC ISSUE OF GOLD MULTIFAB LTD.

DID NOT ENSURE PROPER DESPATCH OF SHARE CERTIFICATES AND REFUND ORDERS IN PUBLIC ISSUE OF GOLD MULTIFAB LTD.

PROVIDED FALSE/MISLEADING INFORMATION TO SEBI IN RESPECT TO SUBSCRIPTION RECEIVED AND DESPATCH OF SHARES IN THE PUBLIC ISSUE OF GOLD MULTIFAB LTD.

PROMOTERS OF GOLD MULTIFAB LTD./DIRECTORS ARRANGED FINANCE FOR CIRCUMVENTING REQUIREMENT OF MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-SEP-2002 TO 19-SEP-2004

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-SEP-2002 TO 19-SEP-2004

18-SEP-2002 		 
5
History of entity/person SRIVEN CORPORATE SERVICES PVT.LTD.  
  COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF SAATAL KATTHA & CHEMICALS LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-JAN-2004 TO 12-JAN-2007

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-JAN-2004 TO 12-JAN-2007

13-JAN-2004 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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