| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ANAR FIN ENGINEERS PVT.LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 2 |
|
|
ANTHER FINANCE & CONSULTANCY PVT.LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 3 |
|
|
DATATECH INFORMATION SERVICES
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 4 |
|
|
FINTECH COMPU SYSTEMS LTD.
|
|
|
ACCEPTED BOGUS APPLICATIONS, ALLOTTED SHARES TO APPLICANTS AND RETURNED APPLICATION MONIES TO THESE APPLICANTS AFTER CLOSURE OF PUBLIC ISSUE
DID NOT EXERCISE DUE DILIGENCE TO DETERMINE BASIS OF ALLOTMENT AND LIST OF PERSONS ENTITLED TO ALLOTMENT
DID NOT ENSURE THAT STOCKINVESTS WERE REALIZED BEFORE SENDING ALLOTMENT ADVICES TO ALLOTTEES
COMMITTED IRREGULARITIES IN DISPATCH OF SHARE CERTIFICATES
SOLD SOME PARTLY PAID SHARES AS FULLY PAID SHARES (PROMOTERS OF PCL) BY AFFIXING FORGED BANK ACKNOWLEDGEMENTS ON ALLOTMENT ADVICES
DID NOT MAINTAIN RECORD OF ACKNOWLEDGEMENT FOR RECEIPT OF FAKE SHARES FOR TRANSFER WHICH MADE IT IMPOSSIBLE TO ASCERTAIN THE IDENTITIES OF THE PERSONS WHO INTRODUCED FAKE SHARES IN THE MARKET FOR CIRCULATION
REGISTRATION OF FINTECH HAD EXPIRED ON OCTOBER 30, 2003 WITHOUT ANY RENEWAL APPLICATION HAVING BEEN RECEIVED
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 10-SEP-2004 TO 09-SEP-2006
10-SEP-2004
|
|
| 5 |
|
|
GMS INDUSTRIES (INDIA) LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 6 |
|
|
GRACE CREDIT VENTURE PVT.LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 7 |
|
|
HI-TEC COMMERCIAL SERVICES LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 8 |
|
|
INTEGRATED ENTERPRISES (INDIA) LTD.
(PAN:AAACI1509F)
|
|
|
DID NOT ENTER INTO AGREEMENT WITH ISSUER COMPANIES
COMMITTED IRREGULARITIES IN ACCEPTING APPLICATIONS IN PUBLIC ISSUE
COMMITTED IRREGULARITIES IN STOCKINVESTS
COMMITTED IRREGULARITIES IN EFFECTING TRANSFERS
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 27-JUN-2000 TO 26-SEP-2000
CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS
27-JUN-2000
|
|
| 9 |
|
|
KNACK CORPORATE SERVICES PVT.LTD.
|
|
|
DID NOT MAINTAIN INTEGRITY, PROMPTITUDE & FAIRNESS AND DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE VIOLATING CLAUSES 1,2,3,6,17 AND 18 OF CODE OF CONDUCT SEBI (REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENTS) REGULATION, 1993
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 29-NOV-2012 TO 28-FEB-2013
08-NOV-2012
|
|
| 10 |
|
|
KUMAR FINANCIAL & ALLIED SERVICES PVT.LTD.
(CIN:U99999MH1993PTC074781)
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 11 |
|
|
LYONS FINANCIAL SERVICES LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 12 |
|
|
METROPOLIS FINANCIAL CONSULTANTS LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 13 |
|
|
N.B.SERVICES PVT.LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 18-DEC-1998
18-DEC-1998
|
|
| 14 |
|
|
OCTAGON INFORMATION SYSTEMS (PVT.) LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 15 |
|
|
P.K.KUTUMBALE,M/S
|
|
|
|
P.K.KUTUMBALE
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 16 |
|
|
PALAYPPU FINANCIAL & INVESTMENT SERVICES LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 17 |
|
|
R&D CONSULTANTS LTD.
|
|
|
COMMITTED IRREGULARITIES IN ALLOTMENT OF SHARES AND FAILURE IN ENSURING DISPATCH OF SHARE CERTIFICATES THROUGH REGISTERED POST IN OFFER FOR SALE OF HOME TRADE LTD.
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 21-NOV-2003 TO 20-MAR-2004
31-OCT-2003
|
|
| 18 |
|
|
SATELLITE CORPORATE SERVICES PVT.LTD.
|
|
|
DID NOT MAINTAIN SPECIMEN SIGNATURES OF SHAREHOLDER HOLDING SHARES IN PHYSICAL FORM
PROCESSED REQUEST FOR DEMATERIALISATION OF SHARES WITHOUT HAVING SPECIMEN SIGNATURE
PROCESSED TRANSFER OF SHARES WITHOUT HAVING SPECIMEN SIGNATURE RECORDS
PROCESSED REQUEST FOR REMAT OF SHARES WITHOUT HAVING SPECIMEN SIGNATURE
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 18-NOV-2022 TO 17-FEB-2023
DIRECTED TO APPOINT AUDITOR BEFORE RESTORATION OF CERTIFICATE OF REGISTRATION AND CERTIFYING THAT SYSTEMS AND PROCEDURES ARE IN PLACE IN COMPLIANCE OF VARIOUS RULES AND REGULATIONS ADMINISTERED BY SEBI
DIRECTED TO CONDUCT OWN INDEPENDENT DUE DILIGENCE/AUDIT
28-OCT-2022
|
|
| 19 |
|
|
SHELL CONSULTANCY SERVICES PVT.LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 20 |
|
|
SHREE TAYAL CONSULTANTS
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 18-DEC-1998
18-DEC-1998
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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