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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: VIOLATED CODE OF CONDUCT

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ABHIPRA CAPITAL LTD.

(PAN:AABCA1702F)

(Depository Participants : CDSL/NSDL,Member : BSE/NSE/OTC)  
  DID NOT EXERCISE DUE CARE AND DILIGENCE

DID NOT REDRESS INVESTOR COMPLAINTS

ALLOWED TERMINALS TO UNREGISTERED SUB-BROKERS

NON-COOPERATION WITH SEBI IN INVESTIGATIONS

VIOLATED SEBI CODE OF CONDUCT

DID NOT MAKE PAYMENTS TO CLIENTS IN TIME   		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS STOCK BROKER FROM 17-AUG-2007 PENDING COMPLETION OF ENQUIRY PROCEEDINGS

STOCK EXCHANGE ADVISED TO DEBIT MEMBER’S DEPOSIT

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000, ADMINISTRATION CHARGES RS.1,00,000 VIDE CONSENT ORDER)^CO^08-APR-2009

D FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 17-AUG-2007 PENDING COMPLETION OF ENQUIRY PROCEEDINGS

DIRECTED NOT TO OPEN FRESH DEMAT ACCOUNTS FROM 17-AUG-2007 PENDING COMPLETION OF ENQUIRY PROCEEDINGS







17-AUG-2007~ 		INTERIM ORDER DATED 17/08/2007 MODIFIED TO THE EXTENT THAT ABHIPRA CAPITAL LIMITED ALLOWED TO OPEN NEW TRADING ACCOUNTS AS WELL AS DIRECTED TO SUBMIT DOCUMENTARY EVIDENCE FOR SETTLEMENT OF THE DUES OF JOHARI’S WITHIN 30 DAYS

INTERIM ORDER DATED 17/08/2007 MODIFIED TO THE EXTENT THAT ABHIPRA CAPITAL LTD. ALLOWED TO OPEN NEW TRADING ACCOUNTS AS WELL AS DIRECTED TO SUBMIT DOCUMENTARY EVIDENCE FOR SETTLEMENT OF THE DUES OF JOHARI'S WITHIN 30 DAYS  
2
History of entity/person LINK INTIME INDIA PVT.LTD.

(PAN:AAACI4998N)  
  DID NOT REDRESS INVESTOR COMPLAINTS WITHIN TIME PRESCRIBED BY SEBI

DID NOT DEMATERIALIZE AND REMATERIALIZE SECURITIES IN PRESCRIBED TIME

DID NOT EXERCISE DUE DILIGENCE WHILE PROCESSING APPLICATIONS WHICH WERE RECEIVED IN VARIOUS PUBLIC ISSUES   		IMPOSED PENALTY RS.3,00,000

22-FEB-2012 		SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS  
3
History of entity/person MCS LTD.

(PAN:AAACM8027G)  
Click here to view complete history of this specific entity/person ALOK AGARWAL
Click here to view complete history of this specific entity/person RAMESH AGARWAL
  		DID NOT EXERCISE DUE SKILL, CARE AND DILIGENCE IN PUBLIC ISSUE OF OIL & NATURAL GAS CORP.LTD., POWER TRADING CORP.OF INDIA LTD. & BANK OF MAHARASHTRA LTD.

VIOLATED RULE 4(1) (E) OF SEBI (REGISTRARS TO AN ISSUE & SHARE TRANSFER AGENTS) RULES, 1993   		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 05-JUL-2007 TO 19-JUL-2007

14-JUN-2007 		 
4
History of entity/person PCS INDUSTRIES LTD.  
  VIOLATED CLAUSE 1, 2 AND 3 OF THE CODE OF CONDUCT PRESCRIBED IN SCHEDULE III READ WITH REGULATION 13 AND REGULATION 15 OF SEBI (REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENTS) REGULATION   RESTRAINED TO ACT AS AN INTERMEDIARY IN ANY CAPACITY FROM 05-DEC-2006 TO 04-JUN-2007

05-DEC-2006 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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