| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
MADHAV STOCK VISION PVT.LTD.
(PAN:AABCM8845M)
(Member : NSE)
|
|
|
|
AJAY SAMPATRAJ JAIN
PAN:AABPJ0451D
|
|
|
JYOTISWAROOP NANDKISHORE PUROHIT
PAN:AGPPP6277R
|
|
|
PANKIT BHAGWATI JHAVERI
PAN:ADMPJ9270G
|
|
|
RAJESH BHAGWATI JHAVERI
PAN:ADTPJ3856F
|
|
|
RAJKUMAR PRABHU DAMANI
PAN:AECPD9155K
|
|
INDULGED IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003
|
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 23-APR-2025 UNTIL FURTHER ORDERS
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.2,72,82,732 ALONG WITH OTHER ENTITIES/PERSONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
23-APR-2025
|
|
| 2 |
|
|
PATEL WEALTH ADVISORS PVT.LTD.
(PAN:AAICP1902B)
(Member : NSE/BSE/MCX)
|
|
|
|
DENISH MAHESHBHAI PATEL
PAN:AJZPP8683J
|
|
|
KAUSHAL VASANTRAI PATEL
PAN:AFQPP9120H
|
|
|
MINISH MAHESHBHAI PATEL
PAN:AFQPP9233D
|
|
|
MITUL UMEDLAL VORA
PAN:ACNPV6291K
|
|
MANIPULATED ORDER BOOK ON BOTH BUY AND SELL SIDES ACROSS VARIOUS SCRIPS DURING THE EXAMINATION PERIOD
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.3,22,62,367 ALONG WITH OTHER ENTITIES/PERSONS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 28-APR-2025 UNTIL FURTHER ORDERS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS EITHER IN ANY NOTICEE’S NAME SO AS TO CREDIT OR DEPOSIT UNLAWFUL GAIN RS.3,22,62,367.05 WITH LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
28-APR-2025
|
|
| 3 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : VENUS PORTFOLIOS PVT.LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.6,31,96,898 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 4 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : GEMINI PORTFOLIOS PVT.LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.27,70,036 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 5 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : HB STOCKHOLDINGS LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.2,42,37,798 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 6 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : VENUS PORTFOLIOS PVT.LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.6,31,96,898 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 7 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : GEMINI PORTFOLIOS PVT.LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.27,70,036 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 8 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : HB STOCKHOLDINGS LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.2,42,37,798 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 9 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : VENUS PORTFOLIOS PVT.LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.6,31,96,898 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 10 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : GEMINI PORTFOLIOS PVT.LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.27,70,036 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| 11 |
|
|
RRB MASTER SECURITIES DELHI LTD.
(PAN:AACCR3227P)
(Member : NSE)
(Along with : HB STOCKHOLDINGS LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.2,42,37,798 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY IN PROPRIETARY ACCOUNT FROM 17-JUN-2025 TILL FURTHER ORDERS
17-JUN-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
