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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DIRECTED TO BE INSPECTED BY MARKET INTERMEDIARIES REGULATION AND SUPERVISION DEPARTMENT (MIRSD) OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person DYNAMIC STOCK BROKING (INDIA) PVT.LTD.

(PAN:AABCD2889E)

(Member : BSE/NSE)  
  INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.   DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.

PROHIBITED FROM ENTERING ANY FRESH AGREEMENTS WITH NEW CLIENTS IN OPERATIONS AS STOCK BROKER FROM 23-APR-2009 TILL FURTHER ORDERS

DIRECTED TO BE INSPECTED BY MARKET INTERMEDIARIES REGULATION AND SUPERVISION DEPARTMENT (MIRSD) OF SEBI

23-APR-2009 		AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 06/07/2010

SAT: SAT VIDE ITS ORDER DATED 29/10/2012 DIRECTED SEBI TO PASS A FINAL ORDER WITHIN FOUR WEEKS FROM THE DATE OF THIS ORDER I.E.29/10/2012  
2
History of entity/person INDIA CAPITAL MARKETS PVT.LTD.

(PAN:AABCN0802B)

(Member : BSE/NSE)  
  INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.   DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.

PROHIBITED FROM ENTERING ANY FRESH AGREEMENTS WITH NEW CLIENTS IN OPERATIONS AS STOCK BROKER FROM 23-APR-2009 TILL FURTHER ORDERS

DIRECTED TO BE INSPECTED BY MARKET INTERMEDIARIES REGULATION AND SUPERVISION DEPARTMENT (MIRSD) OF SEBI

23-APR-2009 		AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 20/07/2010

SAT: DIRECTED THAT OPERATION OF ORDER DATED 20/072010 SHALL REMAIN STAYED DURING PENDENCY OF APPEAL  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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