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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DIRECTED TO REVIEW ITS SYSTEMS AND TO TAKE APPROPRIATE STEPS TO AVOID SELF TRADES AND OTHER CATEGORIES OF TRADES PROHIBITED UNDER SEBI REGULATIONS / GUIDELINES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person CROSSEAS CAPITAL SERVICES PVT.LTD.

(PAN:AACCC5470H)

(Member : BSE/NSE)  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.

DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AND DID NOT ADHERE TO STATUTORY REQUIREMENTS VIOLATING REGULATION 7 READ WITH CLAUSE A OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS) REGULATIONS, 1992 IN MATTER OF BHARATIYA GLOBAL INFOMEDIA LTD.   		DIRECTED TO REVIEW ITS SYSTEMS AND TO TAKE APPROPRIATE STEPS TO AVOID SELF TRADES AND OTHER CATEGORIES OF TRADES PROHIBITED UNDER SEBI REGULATIONS / GUIDELINES

IMPOSED PENALTY RS.5,00,000

13-NOV-2014 		SAT: SAT VIDE ITS ORDER DATED 31/03/2016 PERMITTED APPELLANT TO WITHDRAW THE APPEALS AND PERMITTED AO TO PASS COMPOSITE ORDER ON THE ISSUE RELATING TO RELEVANCY OF DOCUMENTS. NO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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