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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: ALREADY SET UP SUBSIDIARY FOR BROKING

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person VADODARA STOCK EXCHANGE LTD.

(Along with : VSE STOCK SERVICES LTD.)  
  PERMISSION TO SET UP WHOLLY OWNED SUBSIDIARIES WAS GRANTED TO SMALLER STOCK EXCHANGES BY SEBI WITH A VIEW TO REVIVE THEM. VADODARA STOCK EXCHANGE HAS ALREADY FLOATED A SUBSIDIARY VSE SECURITIES LTD.WHICH IS A MEMBER OF MUMBAI STOCK EXCHANGE AND REGISTERED WITH SEBI AS A STOCK BROKER   REJECTED APPLICATION FOR REGISTRATION AS STOCK BROKER

31-DEC-2002 		 
2
History of entity/person VSE STOCK SERVICES LTD.

(PAN:AABCV4258K)

(Member : NSE)

(Along with : VADODARA STOCK EXCHANGE LTD.)  
  PERMISSION TO SET UP WHOLLY OWNED SUBSIDIARIES WAS GRANTED TO SMALLER STOCK EXCHANGES BY SEBI WITH A VIEW TO REVIVE THEM. VADODARA STOCK EXCHANGE HAS ALREADY FLOATED A SUBSIDIARY VSE SECURITIES LTD.WHICH IS A MEMBER OF MUMBAI STOCK EXCHANGE AND REGISTERED WITH SEBI AS A STOCK BROKER   REJECTED APPLICATION FOR REGISTRATION AS STOCK BROKER

31-DEC-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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