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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: FAILED TO REPAY SECURITY DEPOSITS TO CLIENTS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person HOFFLAND FINANCE LTD.

(Member : JSE/BGSE)  
  FAILED TO REPAY SECURITY DEPOSITS TO CLIENTS   CANCELLED REGISTRATION AS STOCK BROKER FROM 02-SEP-1999

02-SEP-1999 		 
2
History of entity/person HOFFLAND SHARE SHOPPE LTD.

(Member : MDSE/DSE)  
  FAILED TO REPAY SECURITY DEPOSITS TO CLIENTS   CANCELLED REGISTRATION AS STOCK BROKER FROM 02-SEP-1999

02-SEP-1999 		 
3
History of entity/person MARISA FINANCIAL SERVICES PVT.LTD.

(Member : MPSE)  
  FAILED TO REPAY SECURITY DEPOSITS TO CLIENTS

FINANCIAL POSITION DETERIORATED TO SUCH AN EXTENT THAT CONTINUANCE IN SECURITIES MARKET WAS NOT IN INTEREST OF INVESTORS   		CANCELLED REGISTRATION AS STOCK BROKER FROM 10-JAN-2002

10-JAN-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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