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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person GNH GLOBAL SECURITIES LTD.

(Member : BSE)  
  ACTED IN CONCERT WITH OTHER BROKERS TO CORNER A VERY LARGE QUANTITY OF SHARES OF BPL, VIDEOCON AND STERLITE

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF BPL LTD., VIDEOCON INTERNATIONAL LTD. AND STERLITE INDUSTRIES LTD.

DID NOT COLLECT MARGINS FROM CLIENTS

DEFAULTED IN PAY-IN OBLIGATIONS

EXCEEDED CARRY FORWARD LIMIT SET BY SEBI/BSE

DID NOT REPORT SPOT TRANSACTIONS TO THE EXCHANGE

PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 15-JUN-1998 TO 14-JUN-2001

26-AUG-1999 		 
2
History of entity/person N.KHEMANI & CO.

(Member : CSE)  
Click here to view complete history of this specific entity/person N.KHEMANI
  		DID NOT REPORT OFF-THE-FLOOR TRANSACTIONS TO THE EXCHANGE

PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-JAN-2003 TILL THE COMPLETION OF INVESTIGATION

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-JAN-2003 TILL THE COMPLETION OF INVESTIGATION

21-JAN-2003 		 
3
History of entity/person RAJRATAN R.MOHTA,M/S

(Member : BSE)  
Click here to view complete history of this specific entity/person RAJRATAN R.MOHTA
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF BPL LTD., VIDEOCON INTERNATIONAL LTD. AND STERLITE INDUSTRIES LTD.

ACTED IN CONCERT WITH OTHER BROKERS TO CORNER A VERY LARGE QUANTITY OF SHARES OF BPL, VIDEOCON AND STERLITE

DID NOT COLLECT MARGINS FROM CLIENTS

DEFAULTED IN PAY-IN OBLIGATIONS

PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES

DID NOT REPORT SPOT TRANSACTIONS TO THE EXCHANGE   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 12-JUN-1998 TO 11-JUN-2001

17-NOV-1999 		 
4
History of entity/person SANJAY KHEMANI,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person SANJAY KHEMANI
  		DID NOT REPORT OFF-THE-FLOOR TRANSACTIONS TO THE EXCHANGE

PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-JAN-2003 TILL THE COMPLETION OF INVESTIGATION

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-JAN-2003 TILL THE COMPLETION OF INVESTIGATION

21-JAN-2003 		 
5
History of entity/person SATYANARAYAN NANGALIA,M/S

(Member : BSE)  
Click here to view complete history of this specific entity/person SATYANARAYAN NANGALIA
  		ACTED IN CONCERT WITH OTHER BROKERS TO CORNER A VERY LARGE QUANTITY OF SHARES OF BPL, VIDEOCON AND STERLITE

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF BPL LTD., VIDEOCON INTERNATIONAL LTD. AND STERLITE INDUSTRIES LTD.

DID NOT COLLECT MARGINS FROM CLIENTS

DEFAULTED IN PAY-IN OBLIGATIONS

PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES

DID NOT REPORT SPOT TRANSACTIONS TO THE EXCHANGE   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 15-JUN-1998 TO 14-JUN-2001

28-OCT-1999 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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