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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: VIOLATED INDIAN PENAL CODE, 1860

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person SECURITIES BROKERS OF INDIA LTD.

(Member : DSE/VSE)  
Click here to view complete history of this specific entity/person NUPIL KUMAR GUPTA
Click here to view complete history of this specific entity/person PAWAN KUMAR RUIA
Click here to view complete history of this specific entity/person SURENDRA KUMAR SINGHI
  		FURNISHED FALSE INFORMATION TO PUBLIC SERVANT (SECTION 177 – IPC)

FURNISHED/FABRICATED FALSE EVIDENCE INTENTIONALLY DURING THE COURSE OF JUDICIAL PROCEEDING (SECTION 193 – IPC)   		PROSECUTION LAUNCHED

15-MAY-2006 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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