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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person 3 ACE CONSULTANCY

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

03-SEP-2012 		 
2
History of entity/person 3M SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person MOHTASHIM MALIK
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
3
History of entity/person 44M WEALTH CREATORS,THE

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 29-NOV-2010

29-NOV-2010 		 
4
History of entity/person 4C SECURITIES

(Sub-Broker of EDELWEISS STOCK BROKING LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
5
History of entity/person 5X INVESTMENT

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person TANU AGARWAL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
6
History of entity/person 5X INVESTMENT

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
7
History of entity/person A A SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
8
History of entity/person A A SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
9
History of entity/person A K & CO.

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AMIT KAPOOR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
10
History of entity/person A K INVESTMENTS

(Sub-Broker of INDIA CAPITAL MARKETS PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

30-MAR-2012 		 
11
History of entity/person A ONE INVESTMENTS

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person MOHINI SHYAM DUDANI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
12
History of entity/person A ONE INVESTMENTS

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
13
History of entity/person A P SECURITIES

(Sub-Broker of MF GLOBAL-SIFY SECURITIES INDIA PVT.LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRAKASH LACHHWANI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

29-MAR-2012 		 
14
History of entity/person A SQUARE

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
15
History of entity/person A TO Z FINANCIAL SERVICES

(Sub-Broker of IL&FS INVESTSMART LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 14-AUG-2006

14-AUG-2006 		 
16
History of entity/person A.B.INVESTMENTS

(Sub-Broker of JOINDRE CAPITAL SERVICES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

18-JAN-2013 		 
17
History of entity/person A.D.ASSOCIATES

(Sub-Broker of EDELWEISS STOCK BROKING LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
18
History of entity/person A.D.SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
19
History of entity/person A.G.& ASSOCIATES

(Sub-Broker of SHRI PARASRAM HOLDINGS PVT.LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

07-MAR-2018 		 
20
History of entity/person A.G.ARUNA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.G.ARUNA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

19-MAR-2012 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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