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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

UN-AUTHORISED SUB-BROKERS: WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ISHITA INVESTMENTS  
Click here to view complete history of this specific entity/person ASHISH DHIRAWANI
  		ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

29-APR-2009 		 
2
History of entity/person NIPPIN INVESTMENTS  
Click here to view complete history of this specific entity/person SANJEEV JAIN
  		DEALT WITH UN-REGISTERED SUB-BROKERS   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

19-JUL-2011 		 
3
History of entity/person PRABHAT KUMAR JHUNJHUNWALA,M/S  
Click here to view complete history of this specific entity/person PRABHAT KUMAR JHUNJHUNWALA
  		ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

15-DEC-2010 		 
4
History of entity/person S.K.JHUNJHUNWALA,M/S  
  ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

15-DEC-2010 		 
5
History of entity/person SHARAD B.SHAH,M/S  
Click here to view complete history of this specific entity/person SHARAD B.SHAH
  		ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

13-MAR-2010 		 
6
History of entity/person TARA CHAND JALAN,M/S  
Click here to view complete history of this specific entity/person TARA CHAND JALAN
  		ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

15-DEC-2010 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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