| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALCHEMIST HOLDINGS LTD.
(CIN:U74899DL1995PLC074874
PAN:AAACM5575D)
|
|
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ASHIMA SOOD
DIN:00037854
PAN:AMZPS9585P
|
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BALVIR SINGH
DIN:00139599
PAN:AAAPS5463P
|
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SUKRIT SOOD
DIN:00084077
PAN:AOBPS0340E
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SUNIL KANTI KAR
DIN:00476819
PAN:AEQPK2126K
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MOBILIZED RS.444.67 CRORES THROUGH ALLOTMENT OF 44,46,72,800 REDEEMABLE PREFERENCE SHARES TO 4,26,676 ALLOTTEES VIOLATING SECTIONS 56, 60, 67(3), 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF ALCHEMIST HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
20-SEP-2013
|
SEBI VIDE ITS ORDER DATED 14/08/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, SHALL FORTHWITH REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY INTERVALS FROM DATE OF REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OF HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, AND ARE ALSO RESTRAINED FROM ASSOCIATING THEMSELVES WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
SAT: SAT VIDE ITS ORDER DATED 29/06/2018 UPHELD IMPUGNED ORDER DATED 14/08/2015 AND DELETED THE DIRECTION GIVEN BY WTM OF SEBI TO PAY INTEREST ‘COMPOUNDED AT HALF YEARLY INVERVALS’. NO COSTS
|
| 2 |
|
|
AROHAN TRUSTEE CO.PVT.LTD.
(PAN:AAFCA7143Q)
|
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 01-MAY-2020 TO 30-APR-2024
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 01-MAY-2020 TO 30-APR-2024
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-MAY-2020 TO 30-APR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-MAY-2020 TO 30-APR-2024
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
21-APR-2015
|
SAT: SAT VIDE ITS ORDER DATED 22/03/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 21/04/2015 AND RESTORED THE MATTER TO FILE OF WTM TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SEBI VIDE ITS ORDER DATED 13/04/2020 DIRECTED TO A) REFUND THE BALANCE OF AMOUNT COLLECTED FROM INVESTORS IN ITS INDIAN ART FUND SCHEME AND ALSO PAY TOTAL PRINCIPAL AMOUNT COLLECTED FROM EACH INVESTOR @ 10% P.A. TILL DATE OF CLOSURE OF ITS SCHEME. BALANCE AMOUNT COLLECTED SHALL BE REFUNDED WITHIN PERIOD OF SIX MONTHS FROM DATE OF ORDER AND INTEREST ON TOTAL AMOUNT SHALL BE PAID WITHIN PERIOD OF NINE MONTHS FROM DATE OF ORDER B) DIRECTED FILE WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS OR TILL PAYMENT OF AMOUNT D) NOT TO LAUNCH ANY COLLECTIVE INVESTMENT SCHEME OR ANY ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI AS REQUIRED UNDER SECURITIES LAWS
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| 3 |
|
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AVANI PLANTATIONS LTD.
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DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
27-NOV-2003
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| 4 |
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BETHEL GREEN GROWTH LTD.
|
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
03-SEP-2002
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| 5 |
|
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BHOOMI DEVCON & AGRITECH LTD.
(CIN:U70101CT2011PLC022381
PAN:AAECB4806G)
|
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GHASI RAM VISHWAKARMA
DIN:03533189
PAN:AMZPV6270A
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LAL CHAND VISHVAKARMA
DIN:03468327
PAN:AKLPV6427H
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RADHA BAI VISHWAKARMA
DIN:03468309
PAN:AKNPV1081D
|
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SANJAY KUMAR AGRAWAL
DIN:03576379
PAN:AHUPA0336L
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-MAR-2018 TO 27-MAR-2022
29-JUN-2015
|
SEBI VIDE ITS ORDER DATED 28/03/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS ORDER DATED 13/01/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, WESTERN REGIONAL OFFICE, AHMEDABAD D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
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| 6 |
|
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BLUMONDE AGRO-FORESTRY LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
07-DEC-2000
|
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| 7 |
|
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BNP INDIA DEVELOPERS & INFRASTRUCTURE LTD.
(CIN:U45200MP2009PLC022303)
|
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ANIL KUMAR PACHHORIYA
DIN:03589113
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DAYA NAND
DIN:01868368
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DEVENDRA KUMAR SAHU
DIN:06892158
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GENDA BAI
DIN:02636699
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KEDAR NAGAR
DIN:03339250
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NEELESH SINGH NARWARIA
DIN:02957549
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RAGHVENDRA SINGH NARWARIA
DIN:01451353
PAN:ADPPN6255N
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SOM DATTA
DIN:06951151
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2017 TO 28-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-SEP-2017 TO 28-SEP-2021
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 29-SEP-2017 TO 28-SEP-2021
31-MAR-2015
|
SEBI VIDE ITS ORDER DATED 29/09/2017 TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| 8 |
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BVR PLANTATIONS PVT.LTD.
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BHARAT LOGANI
|
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-AUG-2002
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 26-AUG-2002
DIRECTED TO REFUND MONEY TO THE INVESTORS
26-AUG-2002
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| 9 |
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CAPACIOUS FARMING PVT.LTD.
(CIN:U01200PB2011PTC034816
PAN:AAECC3138N)
|
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GAURAV YADAV
PAN:ACQPY5145E
|
|
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GURBAKHSH SINGH
DIN:01452151
PAN:BCLPS1117G
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT
DIRECTED TO DEPOSIT REMAINING BALANCE AMOUNT WITH SEBI TO BE KEPT IN ESCROW ACCOUNT
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 31-MAY-2023 TO 30-MAY-2026
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
16-JUN-2015
|
SAT: SAT VIDE ITS ORDER DATED 07/11/2017 SET ASIDED IMPUGNED ORDER DATED 16/06/2015 AND DIRECTED APPELLANTS TO FURNISH DOCUMENTS E.G. AGREEMENTS EXECUTED UNDER THE SCHEMES FLOATED BY THE COMPANY, DETAILS OF SALES RETURNS, AMOUNTS RECEIVED AND REFUNDED TO THE CUSTOMERS ETC. WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 12/07/2021 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS 3) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECRUTIES, IF HELD IN PHYSICAL FORM
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| 10 |
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CHOTANAGPUR HERBAL AGRO PVT.LTD.
|
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
03-SEP-2002
|
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| 11 |
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DANDHABGARH AGRO FORESTRY LTD.
|
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DID NOT APPLY FOR REGISTRATION OF CIS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
07-DEC-2000
|
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| 12 |
|
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ECOGREEN REALESTATE (INDIA) LTD.
(PAN:AACCE6014F)
|
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AJAYKUMAR
DIN:03093374
|
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AVNEESH VERMA
DIN:03063709
|
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CHANDRA PRAKASH VERMA
PAN:AJYPV9387Q
|
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RAM SAMUJH YADAV
PAN:ADIPY9791P
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 27-DEC-2014 TO 26-DEC-2018
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-DEC-2014 TO 26-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
26-MAR-2014
|
SEBI VIDE ITS ORDER DATED 26/12/2014 DIRECTED ECOGREEN REALESTATE (INDIA) LTD. AND ITS DIRECTORS MR.AVNEESH VERMA, MR.CHANDRA PRAKASH VERMA, MR.AJAY KUMAR AND RAM SAMUJH YADAV TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS CIS IN THIS ORDER 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. COMPANY TO PROVIDE PROOF INCLUDING TRAIL OF FUNDS, BANK STATEMENTS TO SUPPORT ITS CONTENTION THAT IT HAS REFUNDED MONIES TO SUCH INVESTORS AND ALSO AUTHENTICATE ITS CLAIM THAT IT HAS MOBILIZED MONEY ONLY FROM 37 INVESTORS / CUSTOMERS THROUGH VERIFIABLE PROOF LIKE BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, BANK STATEMENTS ETC. 5. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 6. DIRECTED TO PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL SHARES
SEBI VIDE ITS NOTICE DATED 27/02/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 13 |
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|
EMERALD GREEN FOREST LTD.
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
31-AUG-2002
|
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| 14 |
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EMERGING INDIA INFRA LTD.
(PAN:AACCE2572N
CIN:U45209CH2009PTC031826)
|
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GURLAL SINGH
PAN:ELFPS2056N
DIN:02992706
|
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GURPREET SINGH SIDHU
PAN:DEKPS0764C
DIN:02783457
|
|
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HARMINDER SINGH
PAN:AYPPS8429Q
DIN:02992650
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-OCT-2018 TO 24-OCT-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-OCT-2018 TO 24-OCT-2024
26-JUN-2015
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SEBI VIDE ITS ORDER DATED 25/10/2018 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER 2) REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 3) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI ALONG WITH CERTIFICATION OF REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SIX YEARS
SEBI VIDE ITS NOTICE DATED 24/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 15 |
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EMERGING INDIA INFRA LTD.
(PAN:AACCE2572N
CIN:U45209CH2009PTC031826)
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PRASHANT SHARMA
PAN:AZIPS9617A
DIN:02992706
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-OCT-2018 TO 24-OCT-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-OCT-2018 TO 24-OCT-2022
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 25-OCT-2018 TO 24-OCT-2022
26-JUN-2015
|
SEBI VIDE ITS ORDER DATED 25/10/2018 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER 2) REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 3) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI ALONG WITH CERTIFICATION OF REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SIX YEARS
SEBI VIDE ITS NOTICE DATED 24/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 16 |
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ENBEE PLANTATIONS LTD.
(CIN:U01122MP1995PLC009752)
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DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
14-FEB-2003
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SAT: APPEAL DISMISSED BEING INFRUCTUOUS
|
| 17 |
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FORTUNA AGRO PLANTATIONS LTD.
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DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
02-APR-2003
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|
| 18 |
|
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FUTURE GOLD INFRABUILD INDIA LTD.
(CIN:U70101MP2009PLC022305
PAN:AABCF3920E)
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AFASAR KHAN
DIN:06791975
PAN:CLHPK5064N
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DHIRENDRA SINGH KUSHWAHA
DIN:02699749
PAN:BGGPK7521R
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DINESH SINGH BHADORIYA
DIN:02722808
PAN:AJJPB1169R
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|
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MR VINEET KUMAR PHALKE
DIN:05112694
PAN:APDPP0190C
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|
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SATYENDRA SINGH
DIN:02699756
PAN:CDDPS5928P
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-NOV-2017 TO 05-NOV-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-NOV-2017 TO 05-NOV-2021
13-MAR-2015
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SEBI VIDE ITS ORDER DATED 06/11/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT OR ELECTRONIC MODE OF TRANSFER 2) SUBMIT A WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 3) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| 19 |
|
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G LIFE INDIA DEVELOPERS & COLONISERS LTD.
(CIN:U70101MP2010PLC024268
PAN:AADCG9560H)
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DEEPAK SHARMA
DIN:03631493
PAN:BLQPS6267P
|
|
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GIRIRAJ PANDEY
DIN:03201749
PAN:BIPPP0583D
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MANOJ KUMAR PANDEY
DIN:05122877
PAN:ANDPP4284F
|
|
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PAPPU PAWAR
DIN:07061188
PAN:BVEPP1224K
|
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PRAMOD KUMAR PANDEY
DIN:03222416
PAN:BSHPP0251N
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|
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SIRAJ ALI
DIN:07393639
PAN:AKRPA6259Q
|
|
|
SUNIL KUMAR SHARMA
DIN:03201760
PAN:DRZPS9894D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 17-OCT-2019 TO 16-OCT-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 17-OCT-2019 TO 16-OCT-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-OCT-2019 TO 16-OCT-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-OCT-2019 TO 16-OCT-2023
30-MAY-2018
|
SEBI VIDE ITS ORDER DATED 17/10/2019 DIRECTED TO 1) JOINTLY AND SEVERALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE CONTRIBUTIONS OR PAYMENTS COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 3) PROVIDE FULL INVENTORY OF ASSETS PURCHASED IN NAME OF COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER TO SEBI WITHIN PERIOD OF 15 DAYS FROM THE DATE OF THIS ORDER 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 20 |
|
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GOLDEN TREES PLANTATION LTD.
(PAN:AABCG5441R)
|
|
|
|
DINESHBHAI PRAHLADBHAI PATEL
PAN:BAEPP5589A
|
|
|
SHAILESHKUMAR DHAIYALAL PATEL
PAN:AYEPP6275A
|
|
|
USHABEN DIPAKKUMAR PATEL
PAN:ASZPP4304P
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-NOV-2021 TO 02-NOV-2026
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED TO FREEZE BANK ACCOUNTS
RESTRAINED FROM ACCESSING CAPITAL MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, STARTING FROM DATE OF THIS ORDER TILL EXPIRY OF FIVE YEARS FROM DATE OF BRINGING MONEY BACK INTO KTL’S BANK ACCOUNT AND DURING THIS PERIOD EXISTING HOLDING OF SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) TO REMAIN FROZEN
14-MAR-2003
|
SEBI VIDE ITS ORDER DATED 03/11/2021 DIRECTED TO 1) JOINTLY AND SEVERALLY REFUND THE MONEY COLLECTED FROM INVESTORS UNDER ITS PLANTATION SCHEMES ALONG WITH SIMPLE INTEREST @ 15% P.A. WITHIN SIX MONTHS FROM DATE OF THIS ORDER, CALCULATED FROM 01/04/1993 TILL 31/10/2021 2) ISSUE PUBLIC NOTICES IN TWO NATIONAL DAILIES (ONE HINDI AND ONE ENGLISH) AND IN ONE LOCAL LANGUAGE NEWSPAPER EACH IN THE STATES OF GUJARAT, MAHARASHTRA AND RAJASTHAN, INVITING CLAIMS FROM THE INVESTORS FOR THE REFUNDS AS DIRECTED AND INFORMING ABOUT THE MODALITIES OF THE REFUND WITHIN A PERIOD OF ONE MONTH FROM THE DATE OF THIS ORDER 3) REPAYMENTS TO THE INVESTORS TO BE EFFECTED ONLY THROUGH BANK DEMAND DRAFT OR PAY ORDER OR ELECTRONIC FUND TRANSFER OR THROUGH ANY OTHER APPROPRIATE BANKING CHANNELS 4) FILE REPORT OF SUCH COMPLETION OF REFUND WITH SEBI DULY CERTIFIED BY TWO PEER REVIEWED INDEPENDENT CHARTERED ACCOUNTANTS 5) PREVENT FROM SELLING OR DISPOSING OFF THE ASSETS, PROPERTIES (INCLUDING IMMOVABLE PROPERTIES) AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED 6) PROVIDE FULL INVENTORY OF ASSETS AND DETAILS OF ALL THE BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES IN PHYSICAL OR DEMAT FORMS WITHIN 21 DAYS FROM THE DATE OF THIS ORDER 7) DEPOSITORIES TO NOT TO ALLOW DEBITS FROM DEMAT ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES OF COMPLIANCE WITH THE DIRECTION 8) BANKS TO FREEZE BANK ACCOUNTS OF THE NOTICEES WITH IMMEDIATE EFFECT TO THE EXTENT OF MONEY STILL DUE TO BE REFUNDED I.E. RS.32.39 CRORE TILL THE REFUND AS DIRECTED AND BANKS NOT TO ALLOW DEBITS FROM BANK ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES 9) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY AND ASSOCIATING WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM DATE OF THIS ORDER OR TILL SUCH TIME THE REFUNDS AS DIRECTED ARE COMPLETED
SEBI VIDE ITS NOTICE DATED 22/05/2023 DIRECTED TO PAY RS.39,93,96,408.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
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