| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALLY MULTI-TRADE INDIA PVT.LTD.
(PAN:AAJCA7016J)
|
|
|
|
CHETAN YASHWANT THAKUR
PAN:ABNPT7551R
|
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SURYAKANT SAMBU BHOSLE
PAN:AGXPB8179J
|
|
|
VIJAY DATTARAM CHAVAN
PAN:ACVPC1342G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-AUG-2015 TO 25-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-JUL-2014
|
SEBI VIDE ITS ORDER DATED 21/08/2015 DIRECTED ALLY MULTI-TRADE INDIA PVT.LTD. AND ITS DIRECTORS MR.CHETAN YASHWANT THAKUR, MR.VIJAY DATTARAM CHAVAN & DR.SURYAKANT SAMBU BHOSLE TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5. PROVIDE A FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SAT: SAT VIDE ITS ORDER DATED 17/10/2016 DIRECTED APPELLANTS TO CO-OPERATE WITH SEBI AND ENSURE IMPLEMENTATION OF IMPUGNED ORDER AS EXPEDITIOUSLY AS POSSIBLE. NO COSTS
|
| 2 |
|
|
HBN DAIRIES & ALLIED LTD.
(CIN:U15203DL1998PLC097690
PAN:AAACH7852C)
|
|
|
|
AMANDEEP SINGH SRAN
PAN:AUVPS5370E
|
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GAJRAJ SINGH CHAUHAN
PAN:ADXPC6922H
|
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HARMENDER SINGH SRAN
PAN:AIGPS2229B
|
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JASBEER KAUR
|
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MANJEET KAUR SRAN
DIN:00105878
|
|
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RAKESH KUMAR TOMAR
DIN:06824416
|
|
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SATNAM SINGH RANDHAWA
|
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SUKHDEV SINGH DHILLON
|
|
|
SUKHJEET KAUR
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 12-FEB-2015 TO 11-FEB-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
12-JUL-2013
|
SEBI VIDE ITS ORDER DATED 12/02/2015 DIRECTED TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER ON OR BEFORE 09/03/2015 AND SUBMIT A WINDING UP AND REPAYMENT REPORT TO SEBI, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. PROVIDE PROOF INCLUDING TRAIL OF FUNDS, BANK STATEMENTS TO SUPPORT THAT IT HAS REFUNDED THE MONIES TO ITS INVESTORS 5. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 6. DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SEBI VIDE ITS ORDER DATED 12/08/2016 REJECTED THE REPAYMENT PROPOSAL SUBMITTED BY HBN DAIRIES & ALLIED LTD. IN TERMS OF SECTION 19 READ WITH SECTIONS 11 AND 11B OF SEBI ACT, 1992
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| 3 |
|
|
I H I DEVELOPERS INDIA LTD.
(CIN:U70200PB2010PLC033974)
|
|
|
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RANJIT KAUR
DIN:05316732
PAN:CIRPK5759F
|
|
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S.HARJIT SINGH
DIN:01558133
PAN:CGFPS6608M
|
|
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S.KULBIR SINGH
PAN:BKHPS1704D
|
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SANJEEV KUMAR
DIN:01558230
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT SAMPLE COPIES OF ALL DOCUMENTS PERTAINING TO SCHEME INCLUDING DOCUMENTS / AGREEMENTS / CONTRACTS EXECUTED WITH CUSTOMERS/INVESTORS AND PAN NUMBER OF DIRECTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-AUG-2015 TO 02-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-AUG-2015 TO 02-AUG-2019
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-AUG-2014
|
SEBI VIDE ITS ORDER DATED 03/08/2015 DIRECTED TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT A WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5. DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SEBI VIDE ITS ORDER DATED 29/12/2017 IMPOSED PENALTY OF RS.1 CRORE (JOINTLY & SEVERALLY) U/S 15D (A) OF SEBI ACT
|
| 4 |
|
|
RHINE & RAAVI CREDITS & HOLDINGS LTD.
(CIN:U74899DL1994PLC059772
PAN:AAACN4793N)
|
|
|
|
RAKESH GUPTA
DIN:03039404
PAN:ASVPG8313M
|
|
|
SURENDRA KUMAR
DIN:05275114
PAN:CBFPK9464A
|
|
MOBILIZED RS.6.27 CRORES THROUGH ALLOTMENT OF 27,692 NON CONVERTIBLE DEBENTURES TO 744 ALLOTTEES VIOLATING SECTIONS 56, 60, 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF RHINE CREDITS & HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 27-MAR-2015 TO 26-MAR-2019
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2015 TO 26-MAR-2019
IMPOSED PENALTY RS.4,00,00,000
01-OCT-2013
|
|
| 5 |
|
|
RHINE & RAAVI CREDITS & HOLDINGS LTD.
(CIN:U74899DL1994PLC059772
PAN:AAACN4793N)
|
|
|
|
BIRENDRA KAJI
DIN:05165145
PAN:BSIPK9909F
|
|
MOBILIZED RS.6.27 CRORES THROUGH ALLOTMENT OF 27,692 NON CONVERTIBLE DEBENTURES TO 744 ALLOTTEES VIOLATING SECTIONS 56, 60, 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF RHINE CREDITS & HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-JUL-2024 TO 18-JUL-2025
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 19-JUL-2024 TO 18-JUL-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-JUL-2024 TO 18-JUL-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUL-2024 TO 18-JUL-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUL-2024 TO 18-JUL-2025
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-OCT-2013
|
SEBI VIDE ITS ORDER DATED 27/03/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, FORTHWITH REFUND MONEY COLLECTED THROUGH ISSUANCE OF SECURED NCDS, INCLUDING FROM INVESTORS, WITH INTEREST OF 15% P.A. B) REPAYMENTS TO INVESTORS SHALL BE EFFECTED ONLY IN CASH THROUGH BANK DEMAND DRAFT OR PAY ORDER C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) DIRECTED NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER, FROM DATE OF THIS ORDER TILL EXPIRY OF 4 YEARS
SEBI VIDE ITS ORDER DATED 23/03/2018 IMPOSED PENALTY OF RS.1 CRORE U/S 15HB PAYABLE JOINTLY AND SEVERALLY AS THE NOTICEES FAILED TO COMPLY WITH THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 27/03/2015
|
| 6 |
|
|
ROSE VALLEY REAL ESTATES CONSTRUCTIONS LTD.
(CIN:U45201WB1999PLC089311
PAN:AABCR8068D)
|
|
|
|
ABIR KUNDU
DIN:01517458
PAN:AQKPK1365J
|
|
|
ASHOK KUMAR SAHA
DIN:00939075
PAN:BDCPS5827D
|
|
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GAUTAM KUNDU
DIN:00773899
PAN:ALMPK9146L
|
|
|
RAM LAL GOSWAMI
DIN:01320525
PAN:AHDPG0244L
|
|
|
SHIBAMOY DUTTA
DIN:00774250
PAN:AHRPD6466H
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.26,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-NOV-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 05/09/2022 DIRECTED TO PAY RS.41,34,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 7 |
|
|
SHREE SAI SPACES CREATIONS LTD.
(CIN:U45200PN2012PLC144315
PAN:AARCS9644N)
|
|
|
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LAXMI SURESH LAL SHRIVASTAV
PAN:ARAPS3958G
|
|
|
RAJKUMAR LAXMAN KONDE
PAN:ABXPK2421P
|
|
|
RITESH KUMAR SHRIVASTAV
DIN:03290891
PAN:CEBPS5607E
|
|
|
SURESH LAL SHRIVASTAV
DIN:03290887
PAN:ABTPS4472N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
05-APR-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 DISMISSED THE APPEAL AND DIRECTED APPELLANTS TO PAY THE PENALTY WITHIN 30 DAYS FROM DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS NOTICE DATED 11/08/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 8 |
|
|
SUNPLANT AGRO LTD.
(CIN:U01122WB1993PLC059523
PAN:AADCS8447H)
|
|
|
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GIRIJA SHANKAR KUMAR
DIN:00355512
PAN:AKAPK2774R
|
|
|
SANT KUMAR
DIN:02082593
PAN:BBXPK3112N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-DEC-2013 TO 29-DEC-2018
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-DEC-2013 TO 29-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-DEC-2013 TO 29-DEC-2018
PROHIBITED FROM MOBILIZING FUNDS UNDER ANY SCHEMES OR ARRANGEMENT, EXISTING OR FUTURE
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
21-OCT-2010
|
EX-PARTE ORDER DATED 21/10/2010 CONFIRMED AND DIRECTED COMPANY TO WIND UP ITS EXISTING COLLECTIVE SCHEME(S) AND REFUND MONEY COLLECTED BY IT UNDER THE SCHEME(S) WITH RETURNS WHICH ARE DUE TO THE INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER I.E. 03/05/2011
SEBI VIDE ITS ORDER DATED 30/12/2013 RESTRAINED AND DEBARRED NOTICEES FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FOR A PERIOD OF FIVE YEARS FROM DATE OF THIS ORDER AND PROHIBITED FROM MOBILIZING FUNDS UNDER ANY SCHEMES OR ARRANGEMENT, EXISTING OR FUTURE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
