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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED TO CEASE & DESIST FROM UNDERTAKING FRAUDULENT ACTIVITIES, DIRECTLY OR INDIRECTLY, AND TO CONDUCT THEMSELVES IN STRICT COMPLIANCE WITH NORMS UNDER IA REGULATIONS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person TRADE INDIA RESEARCH

(PAN:BEHPG5479R)  
Click here to view complete history of this specific entity/person ANAND SIDDH
Click here to view complete history of this specific entity/person ANURAG RAJAWAT
Click here to view complete history of this specific entity/person MANGAL KUMAR RATHORE
Click here to view complete history of this specific entity/person SONAM JARIYA
Click here to view complete history of this specific entity/person VAISHALI RAGHUWANSHI
  		CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

DID NOT TAKE CONSENT OF CLIENTS ON RISK PROFILES

USED FAKE NAMES IN DEALING WITH CLIENTS

PROVIDED INVESTMENT ADVICE WITHOUT CONSENT OF THE CLIENTS

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

SOLD NON EXISTED PRODUCTS/SERVICES

CREATED FAKE PORTFOLIO OF CLIENTS AND SHOWED PROFIT IN SUCH PORTFOLIO   		DIRECTED TO CEASE & DESIST FROM UNDERTAKING FRAUDULENT ACTIVITIES, DIRECTLY OR INDIRECTLY, AND TO CONDUCT THEMSELVES IN STRICT COMPLIANCE WITH NORMS UNDER IA REGULATIONS

13-DEC-2019 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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