| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A1 SOLUTIONS
(PAN:EJKPK0864F)
(Along with : CORREDOR SERVICES PVT.LTD.,
VEPAR SOLUTIONS PVT.LTD.,
KAMAL GUPTA (HUF),
JUSCORP ENTERPRISES PVT.LTD.)
|
|
|
|
AAYUSH TANWAR
PAN:ATPPT4346L
|
|
|
AJJU KUMAR
PAN:EJKPK0864F
|
|
|
CHINNU
PAN:BGQPC3096K
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
GYANENDRA GHARTI CHHETRI
PAN:AVBPC2116P
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
PIYUSH AGARWAL
PAN:APBPA7314M
|
|
|
SAPAN KUMAR AGARWAL
PAN:BBHPK0862R
|
|
|
SHYAM KUMAR SINGH
PAN:BLVPS0924A
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.7,38,34,535 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
|
| 2 |
|
|
BENZER DEPARTMENT STORES PVT.LTD.
(PAN:AAACB4252E)
|
|
|
|
MIHIR DHIRAJALAL SAVLA
PAN:AQRPS0359K
|
|
INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING CLAUSES (A) TO (C) AND (E) OF SECTION 12A AND CLAUSES (A) TO (D) OF REGULATION 3, SUB REGULATION (1) OF REGULATION 4, CLAUSE (Q) OF SUB REGULATION (2) REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO DISGORGE RS.46,60,298 ALONG WITH OTHER ENTITIES/PERSONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-APR-2024 UNTIL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
26-APR-2024
|
SAT: SAT VIDE ITS ORDER DATED 28/06/2024 CONDONED THE DELAY OF 13 DAYS IN FILING OF APPEAL. GRANTED APPELLANT EIGHT WEEKS TO FILE REPLY FROM DATE OF THIS ORDER AND REJOINDER, IF ANY, TO BE FILED WITHIN THREE WEEKS THEREAFTER
SEBI VIDE ITS ORDER DATED 06/08/2024 DISPOSED OF THE APPLICATION WITHOUT ISSUING ANY DIRECTIONS
|
| 3 |
|
|
CHL STOCK CONCEPTS PVT.LTD.
(PAN:AADCC7495F)
|
|
|
|
CHIRAG MAHENDRA SHAH
PAN:AAQPS1679F
|
|
INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING CLAUSES (A) TO (C) AND (E) OF SECTION 12A AND CLAUSES (A) TO (D) OF REGULATION 3, SUB REGULATION (1) OF REGULATION 4, CLAUSE (Q) OF SUB REGULATION (2) REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO DISGORGE RS.21,30,494 ALONG WITH OTHER ENTITIES/PERSONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-APR-2024 UNTIL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
26-APR-2024
|
SAT: SAT VIDE ITS ORDER DATED 28/06/2024 CONDONED THE DELAY OF 13 DAYS IN FILING OF APPEAL. GRANTED APPELLANT EIGHT WEEKS TO FILE REPLY FROM DATE OF THIS ORDER AND REJOINDER, IF ANY, TO BE FILED WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 02/09/2024 GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 4 |
|
|
CORREDOR SERVICES PVT.LTD.
(PAN:AAGCC9495E)
(Along with : A1 SOLUTIONS,
VEPAR SOLUTIONS PVT.LTD.,
KAMAL GUPTA (HUF),
JUSCORP ENTERPRISES PVT.LTD.)
|
|
|
|
AAYUSH TANWAR
PAN:ATPPT4346L
|
|
|
AJJU KUMAR
PAN:EJKPK0864F
|
|
|
CHINNU
PAN:BGQPC3096K
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
GYANENDRA GHARTI CHHETRI
PAN:AVBPC2116P
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
PIYUSH AGARWAL
PAN:APBPA7314M
|
|
|
SAPAN KUMAR AGARWAL
PAN:BBHPK0862R
|
|
|
SHYAM KUMAR SINGH
PAN:BLVPS0924A
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.7,38,34,535 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
|
| 5 |
|
|
DARSHAN BAKUL SHAH (HUF)
(PAN:AAIHD5404K)
|
|
|
|
ASHOK MAHESHWARI
PAN:AZJPS6156K
|
|
|
DARSHAN BAKUL SHAH
PAN:BEZPS1084L
|
|
INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING CLAUSES (A) TO (C) AND (E) OF SECTION 12A AND CLAUSES (A) TO (D) OF REGULATION 3, SUB REGULATION (1) OF REGULATION 4, CLAUSE (Q) OF SUB REGULATION (2) REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO DISGORGE RS.31,56,509 ALONG WITH OTHER ENTITIES/PERSONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-APR-2024 UNTIL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
26-APR-2024
|
SAT: SAT VIDE ITS ORDER DATED 28/06/2024 CONDONED THE DELAY OF 13 DAYS IN FILING OF APPEAL. GRANTED APPELLANT EIGHT WEEKS TO FILE REPLY FROM DATE OF THIS ORDER AND REJOINDER, IF ANY, TO BE FILED WITHIN THREE WEEKS THEREAFTER
SEBI VIDE ITS ORDER DATED 06/08/2024 DISPOSED OF THE APPLICATION WITHOUT ISSUING ANY DIRECTIONS
|
| 6 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.2,68,397 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 7 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.10,39,71,344 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 8 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : MAURIA UDYOG LTD.,
VEE EM INFOCENTRE PVT.LTD.,
ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.26,19,68,781 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 9 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : HIGHGROWTH VINCOM PVT.LTD.,
GLORIOUS VINCOM PVT.LTD.,
ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.33,48,04,829 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
|
| 10 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
RUSHP TRADING LLP,
SATRAMA TRADING LLP,
SHIVHARI TRADING LLP,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.,
HIGHGROWTH VINCOM PVT.LTD.)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.1,34,67,773 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 11 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
HIGHGROWTH VINCOM PVT.LTD.,
GLORIOUS VINCOM PVT.LTD.,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GBL INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.4,39,37,085 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 12 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
HIGHGROWTH VINCOM PVT.LTD.)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF 7NR RETAIL LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.29,60,46,866 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 13 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
RUSHP TRADING LLP,
SATRAMA TRADING LLP,
SHIVHARI TRADING LLP)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT NARESHBHAI BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.30,96,00,866 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 14 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.2,68,397 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 15 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.10,39,71,344 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 16 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : MAURIA UDYOG LTD.,
VEE EM INFOCENTRE PVT.LTD.,
ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.26,19,68,781 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 17 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : HIGHGROWTH VINCOM PVT.LTD.,
GLORIOUS VINCOM PVT.LTD.,
ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.33,48,04,829 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
|
| 18 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
RUSHP TRADING LLP,
SATRAMA TRADING LLP,
SHIVHARI TRADING LLP,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.,
HIGHGROWTH VINCOM PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.1,34,67,773 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 19 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
HIGHGROWTH VINCOM PVT.LTD.,
GLORIOUS VINCOM PVT.LTD.,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GBL INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.4,39,37,085 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| 20 |
|
|
ECONO BROKING PVT.LTD.
(PAN:AADCB8817A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
HIGHGROWTH VINCOM PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF 7NR RETAIL LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.29,60,46,866 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER
SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 1 of 17
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