| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AOC PARTNERS APGF
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 2 |
|
|
ASIA POWER FVCI LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 3 |
|
|
AV 2014 GLOBAL INVESTMENT LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 4 |
|
|
AXIS CAPITAL MAURITIUS
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 5 |
|
|
AXIS INDIA INFRASTRUCTURE HOLDINGS
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 6 |
|
|
BLACKSTONE CAPITAL PARTNERS (SINGAPORE) VI FVCI PTE.LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 7 |
|
|
BLACKSTONE FAMILY INVESTMENT PARTNERSHIP (SINGAPORE) VI-ESC FVCI PTE.LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 8 |
|
|
CANAAN VII MAURITIUS
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 9 |
|
|
DSQ SOFTWARE LTD.
(PAN:AAACS5071J)
|
|
|
|
DINESH DALMIA
PAN:ACPPD9838G
|
|
COMMITTED IRREGULARITIES IN ALLOTMENT OF 1.70 CRORE SHARES OF DSQ SOFTWARE LTD IN THE YEAR 2000-01 AND OF THE SAID SHARES, INTRODUCED OF 1.30 CRORE SHARES INTO THE MARKET WITHOUT LISTING
SUBMITTED WRONG INFORMATION TO SEBI
PROVIDED WRONG/INCOMPLETE INFORMATION TO EXCHANGES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-SEP-2004 TO 08-SEP-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-SEP-2004 TO 08-SEP-2014
DIRECTED TO DEPOSIT A SUM OF RS.630 CRORE IN SEPARATE ESCROW ACCOUNT
DIRECTED TO BUY 1.30 CRORE SHARES OF DSQ SOFTWARE LTD. AND RETAIN IT IN SEPARATE DEMAT ACCOUNT
DIRECTED AMOUNTS DEPOSITED IN ESCROW ACCOUNT AND SHARES RETAINED IN DEMAT ACCOUNT BE NOT WITHDRAWN WITHOUT PRIOR PERMISSION OF SEBI
09-SEP-2004
|
SAT: DIRECTED SEBI TO APPOINT AN APPROPRIATE AUTHORITY TO IDENTIFY THOSE SHAREHOLDERS HOLDING UNLISTED SHARES AND TO ARRANGE FOR REFUND OF PURCHASE PRICE AFTER THEY SURRENDER UNLISTED SHARES
SAT: MODIFIED PERIOD OF DEBARMENT FROM 27/01/2001 TO 26/01/2011 AND DIRECTED DINESH DALMIA TO PURCHASE REMAINING UNLISTED SHARES AND TO RETAIN SAME IN A SEPERATE DEPOSITORY ACCOUNT AND TO FUND THIS ENTIRE OPERATION
|
| 10 |
|
|
ECOLUTIONS SINGAPORE PTE.LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 11 |
|
|
FIRSTMARK INDIA MAURITIUS III LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 12 |
|
|
GENSOL ENGINEERING LTD.
(CIN:L74210GJ2012PLC129176
PAN:AAECG9092M)
|
|
|
|
ANMOL SINGH JAGGI
PAN:AGNPJ4504B
|
|
|
PUNEET SINGH JAGGI
PAN:AHRPJ5583B
|
|
MISUTILISED AND DIVERTED FUNDS BY SUBMITTING FORGED CONDUCT LETTERS PURPORTEDLY ISSUED BY ITS LENDERS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF GENSOL ENGINEERING LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS UNDER REGULATIONS 4 AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF GENSOL ENGINEERING LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-APR-2025 UNTIL FURTHER ORDERS
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
DIRECTED TO HOLD THE STOCK SPLIT ANNOUNCEMENT
15-APR-2025
|
SAT: SAT VIDE ITS ORDER DATED 07/05/2025 GRANTED APPELLANT TWO WEEKS TO FILE REPLY AND SEBI TO HEAR THE APPELLANT WITHIN TWO WEEKS THEREFROM. UPON COMPLETION OF HEARING SEBI TO PASS APPROPRIATE ORDER WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND REJECTED PRAYER FOR STAY OF PARAGRAPH NOS. 96(B) AND 96(D)
|
| 13 |
|
|
GLOBAL ASIA VENTURE COMPANY (MAURITIUS)
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 14 |
|
|
HS VENTURE LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 15 |
|
|
IFCI SYCAMORE INDIA INFRASTRUCTURE FUND
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 16 |
|
|
INDUSIND BANK LTD.
(PAN:AAACI1314G)
|
|
|
|
ANIL MARCO RAO
PAN:AAAPR0288H
|
|
|
ARUN KHURANA
PAN:ABBPK3785A
|
|
|
ROHAN JATHANNA
PAN:AAFPJ1378P
|
|
|
SUMANT KATHPALIA
PAN:AINPK0032B
|
|
|
SUSHANT SOURAV
PAN:ANLPS6798R
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF INDUSLND BANK LTD.
|
DIRECTED TO IMPOUND BANK ACCOUNTS
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.1,43,93,60,260
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN THEIR NAMES TO CREDIT OR DEPOSIT IMPOUNDING AMOUNT WITH A LIEN MARK IN FAVOUR OF SEBI AND AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-MAY-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
28-MAY-2025
|
|
| 17 |
|
|
OMEGA FVCI INVESTMENTS PTE.LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 18 |
|
|
P6 ASIA HOLDING INVESTMENTS (CYPRUS) LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 19 |
|
|
PEQUOT INDIA MAURITIUS IV, LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| 20 |
|
|
SANDLER MAURITIUS INVESTMENTS, LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS
18-FEB-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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