| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
APOORVA EXTRUSION PVT.LTD.
|
|
|
ACQUIRED 80,00,000 EQUITY SHARES REPRESENTING 16.30% OF ENHANCED VOTING CAPITAL PURSUANT TO CONVERSION OF WARRANTS ALLOTTED ON NOVEMBER 29, 2001 ON PREFERENTIAL BASIS. APOORVA EXTRUSION PVT. LTD. (ALSO BELONGING TO PROMOTER GROUP) HAD ALSO SIMILARLY ACQUIRED 20,00,000 EQUITY SHARES REPRESENTING 4.07% OF ENHANCED VOTING CAPITAL ON JUNE 2, 2003. AS A RESULT OF THE SAID ACQUISITION THE COLLECTIVE SHAREHOLDING OF FLEX INTERNATIONAL PVT. LTD. AND APOORVA EXTRUSION PVT.LTD. INCREASED BY 20.37% (FROM 0.03% TO 20.40%) OF THE VOTING SHARE CAPITAL
DID NOT MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE 20% OF THE VOTING CAPITAL
|
LAUNCHED ADJUDICATION PROCEEDINGS
IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS
25-AUG-2004
|
|
| 2 |
|
|
CEREBRA INTEGRATED TECHNOLOGIES LTD.
(PAN:AAACC5941K)
|
|
|
|
VENKATRAMAN RANGANATHAN
PAN:ABOPR2170F
|
|
|
VISHWAMURTHY PHALANETRA
PAN:AANPV2162M
|
|
INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING SECTION 27(1) OF SEBI ACT. 1992 AND REGULATIONS 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI(PFUTP) REGULATIONS, 2003IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
CERTIFIED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(2), 4(2)(F)(II)(6) 4(2)(F)(II)(7), 4(2)(F)(III)(1), 4(2)(F)(III)(3), 4(2)(F)(III)(6), 4(2)(F)(III)(7) AND 4(2)(F)(III) (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 30-JAN-2025 TO 29-JAN-2028
IMPOSED PENALTY RS.45,00,000
PROHIBITED FROM HOLDING ANY POSITION AS DIRECTOR OR KEY MANAGERIAL PERSON OF ANY OTHER LISTED COMPANY FROM 30-JAN-2025 TO 29-JAN-2028
30-JAN-2025
|
|
| 3 |
|
|
CYRUS INVESTMENTS LTD.
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT IN MATTER OF FAL INDUSTRIES LTD.
|
LAUNCHED ADJUDICATION PROCEEDINGS
31-AUG-2004
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 4 |
|
|
FLEX INTERNATIONAL PVT.LTD.
|
|
|
|
SUBHASH KHATUA
|
|
ACQUIRED 80,00,000 EQUITY SHARES REPRESENTING 16.30% OF ENHANCED VOTING CAPITAL PURSUANT TO CONVERSION OF WARRANTS ALLOTTED ON NOVEMBER 29, 2001 ON PREFERENTIAL BASIS. APOORVA EXTRUSION PVT. LTD. (ALSO BELONGING TO PROMOTER GROUP) HAD ALSO SIMILARLY ACQUIRED 20,00,000 EQUITY SHARES REPRESENTING 4.07% OF ENHANCED VOTING CAPITAL ON JUNE 2, 2003. AS A RESULT OF THE SAID ACQUISITION THE COLLECTIVE SHAREHOLDING OF FLEX INTERNATIONAL PVT. LTD. AND APOORVA EXTRUSION PVT.LTD. INCREASED BY 20.37% (FROM 0.03% TO 20.40%) OF THE VOTING SHARE CAPITAL
DID NOT MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE 20% OF THE VOTING CAPITAL
|
LAUNCHED ADJUDICATION PROCEEDINGS
IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS
25-AUG-2004
|
|
| 5 |
|
|
HINDUSTAN LEVER LTD.
|
|
|
|
A.LAHIRI
|
|
|
K.B.DADISETH
|
|
|
M.K.SHARMA
|
|
|
R.GOPALKRISHNAN
|
|
|
S.N.DATTA
|
|
INDULGED IN INSIDER TRADING IN SCRIP OF BROOKE BOND LIPTON INDIA LTD.
|
DIRECTED TO COMPENSATE UNIT TRUST OF INDIA TO THE EXTENT OF RS.3.04 CRORES
LAUNCHED ADJUDICATION PROCEEDINGS
11-MAR-1998
|
|
| 6 |
|
|
SHAPOORJI PALLONJI & CO.PVT.LTD.
(PAN:AAACS6994C
CIN:U45200MH1943PTC00381SP)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT IN MATTER OF FAL INDUSTRIES LTD.
|
LAUNCHED ADJUDICATION PROCEEDINGS
31-AUG-2004
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 7 |
|
|
STERLING INVESTMENT CORP.PVT.LTD.
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT IN MATTER OF FAL INDUSTRIES LTD.
|
LAUNCHED ADJUDICATION PROCEEDINGS
31-AUG-2004
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 8 |
|
|
USHIN LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATION 3(1)(C) AND CONSEQUENT VIOLATION OF REGULATION 11(1) IN ACQUISITION OF SHARES OF JAY-YUSHIN LTD.
|
LAUNCHED ADJUDICATION PROCEEDINGS
28-JUL-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
