| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ADVANCE HOVERCRAFT & COMPOSITES (INDIA) LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 2 |
|
|
AI GROWTH ADVISORS PVT.LTD.
(PAN:AACCU6530E)
(Along with : ALTGRAAF,M/S)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 3 |
|
|
ALTGRAAF,M/S
(PAN:AAICT9574F)
(Along with : TEXTERITY PVT.LTD.)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 4 |
|
|
ALTGRAAF,M/S
(PAN:AACCU6530E)
(Along with : AI GROWTH ADVISORS PVT.LTD.)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 5 |
|
|
ANKUR CULTIVATORS PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 6 |
|
|
ATROMAX INTERNATIONAL LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 7 |
|
|
BALDEV HARISH ELECTRICALS PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
ALLEGED NOT RESPONDING TO LETTERS/SUMMONS ISSUED BY SEBI
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 8 |
|
|
BERKELIUM TECHNOLOGIES PVT.LTD.
(PAN:AALCB1337P)
(Along with : STABLE INVESTMENTS)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 9 |
|
|
CHURUWALA EXPORTS PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 10 |
|
|
D.K.G.BUILDCON PVT.LTD.
(PAN:AAACD6821F)
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 11 |
|
|
EMBASSY OFFICE PARKS MANAGEMENT SERVICES PVT.LTD.
(PAN:AADCE6193J)
(Along with : EMBASSY REIT)
|
|
|
DID NOT ENSURE THAT MR.ARAVIND MAIYA, SATISFIED “FIT AND PROPER PERSON” CRITERIA AS PER CLAUSE 3 OF SCHEDULE II OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
DID NOT ADHERE TO NFRA ORDER DATED 19/08/2024 REGARDING STANDARDS OF AUDIT, QUALITY CONTROL STANDARDS AND CODE OF ETHICS BY CDEL’S STATUTORY AUDITOR DUE TO DEFICIENCIES IN AUDIT, ABDICATION OF RESPONSIBILITY AND ISSUANCE OF FALSE AND MISLEADING AUDIT REPORT TO DETRIMENT OF USERS OF THE FINANCIAL STATEMENTS VIOLATING CLAUSE 3(B) (III) OF SCHEDULE II OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
|
DIRECTED TO SUSPEND MR.ARAVINDMAIYA FROM ACTING AS CHIEF EXECUTIVE OFFICER AND APPOINT INTERIM CHIEF EXECUTIVE OFFICER WITH IMMEDIATE EFFECT FROM 04-NOV-2024 TILL FURTHER ORDER
DIRECTED TO ENSURE COMPLIANCE WITH ‘FIT AND PROPER PERSON’ CRITERIA
04-NOV-2024
|
|
| 12 |
|
|
EMBASSY REIT
(Along with : EMBASSY OFFICE PARKS MANAGEMENT SERVICES PVT.LTD.)
|
|
|
DID NOT ENSURE THAT MR.ARAVIND MAIYA, SATISFIED “FIT AND PROPER PERSON” CRITERIA AS PER CLAUSE 3 OF SCHEDULE II OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
DID NOT ADHERE TO NFRA ORDER DATED 19/08/2024 REGARDING STANDARDS OF AUDIT, QUALITY CONTROL STANDARDS AND CODE OF ETHICS BY CDEL’S STATUTORY AUDITOR DUE TO DEFICIENCIES IN AUDIT, ABDICATION OF RESPONSIBILITY AND ISSUANCE OF FALSE AND MISLEADING AUDIT REPORT TO DETRIMENT OF USERS OF THE FINANCIAL STATEMENTS VIOLATING CLAUSE 3(B) (III) OF SCHEDULE II OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
|
DIRECTED TO SUSPEND MR.ARAVINDMAIYA FROM ACTING AS CHIEF EXECUTIVE OFFICER AND APPOINT INTERIM CHIEF EXECUTIVE OFFICER WITH IMMEDIATE EFFECT FROM 04-NOV-2024 TILL FURTHER ORDER
DIRECTED TO ENSURE COMPLIANCE WITH ‘FIT AND PROPER PERSON’ CRITERIA
04-NOV-2024
|
|
| 13 |
|
|
FNS CONSULTANCY PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
ALLEGED NOT RESPONDING TO LETTERS/SUMMONS ISSUED BY SEBI
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 14 |
|
|
HARPAL ASSOCIATES PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
ALLEGED NOT RESPONDING TO LETTERS/SUMMONS ISSUED BY SEBI
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 15 |
|
|
INDUSIND BANK LTD.
(PAN:AAACI1314G)
|
|
|
|
ANIL MARCO RAO
PAN:AAAPR0288H
|
|
|
ARUN KHURANA
PAN:ABBPK3785A
|
|
|
ROHAN JATHANNA
PAN:AAFPJ1378P
|
|
|
SUMANT KATHPALIA
PAN:AINPK0032B
|
|
|
SUSHANT SOURAV
PAN:ANLPS6798R
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF INDUSLND BANK LTD.
|
DIRECTED TO IMPOUND BANK ACCOUNTS
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.1,43,93,60,260
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN THEIR NAMES TO CREDIT OR DEPOSIT IMPOUNDING AMOUNT WITH A LIEN MARK IN FAVOUR OF SEBI AND AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-MAY-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
28-MAY-2025
|
|
| 16 |
|
|
IRIS INFRASTRUCTURALS PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 17 |
|
|
MIKONA IMPEX & TRADERS PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 18 |
|
|
NOTED INFOTECH PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 19 |
|
|
PURPLE PETAL INVEST PVT.LTD.
(PAN:AAMCP1499D)
(Along with : TAP INVEST)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 20 |
|
|
R.C.GUPTA & CO.PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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