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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROHIBITED FROM RAISING ANY FURTHER CAPITAL FROM SECURITIES MARKET, IN ANY MANNER WHATSOEVER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person BROOKS LABORATORIES LTD.

(PAN:AACCB5316P)  
Click here to view complete history of this specific entity/person ATUL RANCHAL

PAN:ADMPR5359L
Click here to view complete history of this specific entity/person DURGA SHANKAR MAITY

PAN:AHNPM4221B
Click here to view complete history of this specific entity/person KETAN SHAH

PAN:BIUPS7078D
Click here to view complete history of this specific entity/person PARVINDER KAUR

PAN:BNQPK5210E
Click here to view complete history of this specific entity/person RAJESH MAHAJAN

PAN:AFGPM8060D
  		DID NOT MAKE PROPER DISCLOSURE AND MADE MIS-STATEMENTS OF RELATED PARTIES IN PROSPECTUS   PROHIBITED FROM RAISING ANY FURTHER CAPITAL FROM SECURITIES MARKET, IN ANY MANNER WHATSOEVER FROM 28-DEC-2011 TO 27-DEC-2016

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-DEC-2011 TO 27-DEC-2016

10-SEP-2015 		 
2
History of entity/person EDSERV SOFTSYSTEMS LTD.

(CIN:L72200TN2001PLC046789
PAN:AAACL7131L)  
Click here to view complete history of this specific entity/person GANAPATHY GITA

PAN:AAGPG2647F
Click here to view complete history of this specific entity/person IIANGO BALAKRISHNA

PAN:AAJPI0688K
Click here to view complete history of this specific entity/person S.ARVIND

PAN:AACPA7943E
Click here to view complete history of this specific entity/person S.GIRIDHARAN

PAN:AAGPG2646E
Click here to view complete history of this specific entity/person T.S.RAVICHANDRAN

PAN:AAJPR0108F
  		DID NOT MAKE DISCLOSURE OF FUNDS RAISED THROUGH ICDS IN THE NATURE OF A BRIDGE LOAN IN THE MATTER OF IPO OF EDSERV SOFTSYSTEMS LTD.

DID NOT MAKE DISCLOSURE OF PLACING OF ORDERS WITH SUPPLIERS FOR THE ESTABLISHMENT OF HEAL LABORATORIES IN THE MATTER OF IPO OF EDSERV SOFTSYSTEMS LTD.

INDULGED IN SIPHONING AND DIVERSION OF IPO PROCEEDS IN THE MATTER OF IPO OF EDSERV SOFTSYSTEMS LTD.

DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF EDSERV SOFTSYSTEMS LTD.   		PROHIBITED FROM RAISING ANY FURTHER CAPITAL FROM SECURITIES MARKET, IN ANY MANNER WHATSOEVER FROM 11-APR-2016 TO 10-APR-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-APR-2016 TO 10-APR-2019

11-APR-2016 		 
3
History of entity/person ROTAM COMMERCIALS LTD.

(PAN:AAACR4462J)  
  DID NO APPOINT ANY INDEPENDENT DIRECTOR ON ITS BOARD OR IN AUDIT COMMITTEE VIOLATING CLAUSE 30(A), 49 I (A) (II) AND 49 II (A) (I) AND (III) READ WITH CLAUSE 49 I A (III) (B) OF LISTING AGREEMENT UNDER SECTION 21 OF SCRA, 1956

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF-TRADES IN SCRIP OF ROTAM COMMERCIALS LTD. (PRESENTLY KNOWN AS SWORD-EDGE COMMERCIALS LTD.)   		PROHIBITED FROM RAISING ANY FURTHER CAPITAL FROM SECURITIES MARKET, IN ANY MANNER WHATSOEVER FROM 01-OCT-2014 TO 30-SEP-2019

01-OCT-2014 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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