| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 541 |
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 542 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 543 |
|
|
MUNIR M.MERCHANT
|
|
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
VIOLATED SECTIONS 215 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 544 |
|
|
MUNIR M.MERCHANT
|
|
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
VIOLATED SECTIONS 211 READ WITH 209 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 545 |
|
|
NAVINCHANDRA N.PAREKH
|
|
|
VIOLATED SECTION 406 OF IPC, 1860
VIOLATED SECTION 418 OF IPC, 1860
VIOLATED SECTION 120B OF IPC, 1860
VIOLATED SECTIONS 420 READ WITH 34 OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 546 |
|
|
NAVINCHANDRA N.PAREKH
|
|
|
VIOLATED SECTIONS 628 READ WITH 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 547 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 548 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 549 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 550 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 551 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 552 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 553 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 554 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
NH SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 555 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 556 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
NH SECURITIES LTD.
|
|
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 557 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 558 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 559 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 628 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 560 |
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 293(1)(E) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 28 of 39
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