| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
CHANDER SHEEL BANSAL
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 42 |
|
|
CHANDER SHEEL BANSAL
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 43 |
|
|
CHANDER SHEEL BANSAL
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 292 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 44 |
|
|
CHANDER SHEEL BANSAL
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 45 |
|
|
CHANDER SHEEL BANSAL
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 46 |
|
|
CHRISTOPHER MICHAEL BROWN
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 47 |
|
|
CHRISTOPHER MICHAEL BROWN
|
|
|
|
SESA INDUSTRIES LTD.
|
|
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 48 |
|
|
DEVISHANKAR PANDEY
|
|
|
|
GOLDFISH COMPUTERS PVT.LTD.
|
|
VIOLATED SECTION 621 FOR contravention OF SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 49 |
|
|
DHARMEN BHASKAR SHAH
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 50 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 51 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 52 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 53 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 54 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 55 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 56 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 57 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 58 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 59 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 60 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 37
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