| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21. |
|
FASTNER MERCANTILE PVT.LTD.
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
15-MAY-2026
|
|
| 22. |
|
|
FERN INVESTMENT & SERVICES LTD.
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
07-MAY-2026
|
|
| 23. |
|
|
FERN,THE
|
|
|
|
PAPU KUMAR TIWARI
|
|
|
ANUPAM TIWARI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.12,00,384 ALONG WITH OTHER ENTITIES/PERSONS
INDIA SHELTER FINANCE CORP.LTD.
13-APR-2026
|
|
| 24. |
|
|
FIDELITY HOLDINGS PVT.LTD.
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
15-MAY-2026
|
|
| 25. |
|
|
FINSPOT INDIA NIDHI LTD.
(CIN:U65999KL2020PLN066322)
|
|
|
|
AJITHA KARUNAKARAN
(DIN:08993484)
|
|
|
KOLLARA VASUDEVAN VYSAKHAN
(DIN:08993487)
|
|
|
ELLIKKAL VELAYUDHAN RADHA
(DIN:09298723)
|
|
|
MANAPPETTY SURESH RAGESH
(DIN:09298648)
|
|
|
RAJITHA
(DIN:09136352)
|
|
|
KOLLARA KESAVAN VASUDEVAN
(DIN:08993485)
|
|
|
RAMYA A.K.
(DIN:09298627)
|
|
MCA |
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2025
|
|
| 26. |
FIROJ KHAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.5,13,079 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
14-APR-2026
|
|
| 27. |
FIROZ KHAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.10,95,962 ALONG WITH OTHER ENTITIES/PERSONS
CANARA BANK
22-APR-2026
|
|
| 28. |
FIROZE AHMED
|
|
|
JAMMU INDUSTRIES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
REDEMPTION NOTICE- RS.15,28,22,312 ALONG WITH OTHER ENTITIES/PERSONS
JAMMU & KASHMIR BANK LTD.,THE
01-NOV-2025
|
|
| 29. |
FIROZE AHMED
|
|
|
KASHMIR KATHA INDUSTRIES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
REDEMPTION NOTICE- RS.25,11,44,249 ALONG WITH OTHER ENTITIES/PERSONS
JAMMU & KASHMIR BANK LTD.,THE
20-MAR-2026
|
|
| 30. |
|
|
FIRST OVERSEAS CAPITAL LTD.
(Old Name : LLOYDS FINANCE LTD.)
(Old Name : LLOYDS CAPITAL MANAGEMENT LTD.)
(PAN:AAACL4737A)
|
|
|
|
RUSHABH SHROFF
(PAN:ATZPS8741C)
|
|
|
SATISH VADILAL SHETH
(PAN:AAQPS3939Q)
|
|
SEBI |
PUBLISHED MISLEADING INFORMATION IN RELATION TO SME IPO AND INDUCED INVESTORS TO SALE AND PURCHASE SECURITIES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) READ WITH 2(1)(C) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF VEERKRUPA JEWELERS LTD.
DID NOT EXERCISE DUE DILIGENCE AND ENSURE ACCURATE DISCLOSURES IN IPO DOCUMENTS VIOLATING CLAUSE 1(A) OF SCHEDULE IX READ WITH REGULATION 263 OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF VEERKRUPA JEWELERS LTD.
DID NOT EXERCISE DUE DILIGENCE AND ENSURE ACCURATE DISCLOSURES IN IPO DOCUMENTS VIOLATING CLAUSES 4 AND 6 OF SCHEDULE III READ WITH REGULATION 13 OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992 IN MATTER OF VEERKRUPA JEWELERS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 23-OCT-2027 TO 22-OCT-2032
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 23-OCT-2027 TO 22-OCT-2032
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS
IMPOSED PENALTY RS.30,00,000
29-MAY-2026
|
|
| 31. |
|
|
FITWORTH DISTRIBUTORS PVT.LTD.
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
15-MAY-2026
|
|
| 32. |
FIZZA BANO
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,11,20,440 ALONG WITH OTHER ENTITIES/PERSONS
KOTAK MAHINDRA BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
30-JAN-2026
|
|
| 33. |
|
|
FLEXITUFF VENTURES INTERNATIONAL LTD.
|
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
PUBLIC NOTICE- RS.56,28,00,000
PUNJAB NATIONAL BANK
31-MAR-2026
|
|
| 34. |
|
|
FLICKER TRADING LTD.
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
07-MAY-2026
|
|
| 35. |
|
|
FLORINTREE INDIA FLEXI ADVANTAGE TRUST
|
|
|
SEBI |
DID NOT FILE QUARTERLY ACTIVITY REPORTS (QARS) ON SEBI INTERMEDIARY PORTAL
|
CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND
01-JUN-2026
|
|
| 36. |
|
|
FORERUNNER CAPITAL INVESTMENTS LTD.
|
|
|
RBI |
SURRENDERED CERTIFICATE OF REGISTRATION
|
CANCELLED CERTIFICATE OF REGISTRATION
20-MAY-2026
|
|
| 37. |
|
|
FUJITSU CAPITAL MARKET LTD.
(PAN:AAACF3853H)
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
15-MAY-2026
|
|
| 38. |
FULAMATI DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.13,41,329 ALONG WITH OTHER ENTITIES/PERSONS
ASSET RECONSTRUCTION CO.(INDIA) LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
09-MAY-2025
|
|
| 39. |
FULVATI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.5,45,301 ALONG WITH OTHER ENTITIES/PERSONS
AVIOM INDIA HOUSING FINANCE PVT.LTD.
08-OCT-2024
|
|
| 40. |
FURKAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.6,66,973 ALONG WITH OTHER ENTITIES/PERSONS
FINOVA CAPITAL PVT.LTD.
20-JAN-2026
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
