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S. No.
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DATE OF ORDER
|
ENTITY
|
PERSON
|
COMPETENT AUTHORITY
|
REGULATORY CHARGES
|
REGULATORY ACTION(S) / DATE OF ORDER
|
FURTHER DEVELOPMENTS
|
|
1
|
11-JUN-2026
|
|
G G ENGINEERING LTD.
|
|
|
BSE
|
COMPANY NOT TRACEABLE AT THE LAST KNOWN ADDRESS
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 12-JUN-2026
11-JUN-2026
|
|
|
2
|
11-JUN-2026
|
|
|
JAMNADAS VIRJI SHARES & STOCK BROKERS PVT.LTD.
|
|
|
MSEI
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
11-JUN-2026
|
|
|
3
|
10-JUN-2026
|
|
|
GANESH COMMODITIES PVT.LTD.
|
|
|
MCX
|
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
10-JUN-2026
|
|
|
4
|
09-JUN-2026
|
|
|
EVOQ REMEDIES LTD.
(CIN:U24230GJ2010PLC059692)
|
|
|
NCLT
|
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.1,95,00,000
09-JUN-2026
|
|
|
5
|
09-JUN-2026
|
|
|
PRARAMBH SECURITIES PVT.LTD.
(PAN:AAOCS6411N)
|
|
|
MCX
|
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
09-JUN-2026
|
|
|
6
|
08-JUN-2026
|
|
|
BRANDS & BEYOND INDIA FUND I
|
|
|
SEBI
|
DID NOT FILE QUARTERLY ACTIVITY REPORTS (QARS) ON SEBI INTERMEDIARY PORTAL
|
CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND
08-JUN-2026
|
|
|
7
|
08-JUN-2026
|
|
|
EATONN FOODS & BEVERAGES PVT.LTD.
|
|
|
|
VIVEK MATHUR (CO-BORROWER)
|
|
DRT
|
DEFAULTED IN PAYMENT OF DUES
|
SUMMON
DEBTS RECOVERY TRIBUNAL,LUCKNOW
08-JUN-2026
|
|
|
8
|
08-JUN-2026
|
|
|
LARES ALPHA SCHEME
|
|
|
SEBI
|
DID NOT FILE QUARTERLY ACTIVITY REPORTS (QARS) ON SEBI INTERMEDIARY PORTAL
|
CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND
08-JUN-2026
|
|
|
9
|
05-JUN-2026
|
|
|
CANARA BANK
|
|
|
RBI
|
DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY
CLASSIFIED CERTAIN ACCOUNTS AS INOPERATIVE DESPITE LAST CUSTOMER TRANSACTION BEING LESS THAN ONE YEAR
|
IMPOSED PENALTY RS.41,80,000
05-JUN-2026
|
|
|
10
|
05-JUN-2026
|
|
|
ELLENBARRIE TEA CO.LTD.
(PAN:AAACE5769M)
|
|
|
SEBI
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
05-JUN-2026
|
|
|
11
|
05-JUN-2026
|
|
|
GRD SECURITIES LTD.
(PAN:AABCG7534M)
|
|
|
BSE
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP FROM 05-JUN-2026
05-JUN-2026
|
BSE VIDE ITS NOTICE DATED 05/06/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
|
|
12
|
05-JUN-2026
|
|
|
INODAYA FOODS PVT.LTD.
(CIN:U15202HR2006PTC036441)
|
|
|
NCLT
|
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.6,77,17,695
05-JUN-2026
|
|
|
13
|
05-JUN-2026
|
|
|
KOTAK INDIA GROWTH FUND II
(PAN:AABTK3261A)
|
|
|
SEBI
|
ALLEGED DELAY IN COMPLETING WINDING UP PROCESS OF SCHEME AND DISTRIBUTION OF LIQUIDATION PROCEEDS TO INVESTORS/CONTRIBUTORS VIOLATING REGULATIONS 23(1)(A) READ WITH 23(3) AND 24(2) OF SEBI (VENTURE CAPITAL FUNDS) REGULATIONS, 1996
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.10,87,500 VIDE CONSENT ORDER)
05-JUN-2026
|
|
|
14
|
05-JUN-2026
|
|
|
PRIMEZONE DEVELOPERS PVT.LTD.
(CIN:U45400HR2011PTC042024)
|
|
|
NCLT
|
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.6,76,19,846
05-JUN-2026
|
|
|
15
|
05-JUN-2026
|
|
|
UPMOVE FINANCIAL TECHNOLOGIES SERVICES
|
|
|
BSE
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP FROM 05-JUN-2026
05-JUN-2026
|
BSE VIDE ITS NOTICE DATED 05/06/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
|
|
16
|
04-JUN-2026
|
|
|
AMRAVATI MERCHANTS SAHAKARI BANK LTD.,THE
|
|
|
RBI
|
VIOLATED RBI’S DIRECTIVES ON LOANS TO DIRECTORS
|
IMPOSED PENALTY RS.50,000
04-JUN-2026
|
|
|
17
|
04-JUN-2026
|
|
|
ARGENTUM DYNAMIC ALTERNATIVE INVESTMENT FUND
|
|
|
SEBI
|
DID NOT FILE QUARTERLY ACTIVITY REPORTS (QARS) ON SEBI INTERMEDIARY PORTAL
|
CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND
04-JUN-2026
|
|
|
18
|
04-JUN-2026
|
|
|
G.D.ISPAT UDYOG
|
|
|
|
SAMIR DUA
|
|
CBI
|
OBTAINED CASH CREDIT LIMIT OF RS.4 CRORE BASED ON FALSE AND FABRICATED INFORMATION THEREBY CAUSING A WRONGFUL LOSS TO INDIAN OVERSEAS BANK
|
RIGOROUS IMPRISONMENT FOR THREE YEARS
04-JUN-2026
|
|
|
19
|
04-JUN-2026
|
|
|
INDIA AGRICULTURE TRUST
|
|
|
SEBI
|
DID NOT FILE QUARTERLY ACTIVITY REPORTS (QARS) ON SEBI INTERMEDIARY PORTAL
|
CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND
04-JUN-2026
|
|
|
20
|
04-JUN-2026
|
|
|
KAE CAPITAL FUND II
(PAN:AACTK5644C)
(Along with : KAE CAPITAL MANAGEMENT PVT.LTD.)
|
|
|
|
SASHA GULU MIRCHANDANI
(PAN:AACPM1608G)
|
|
SEBI
|
ALLEGED FAILURE IN MAINTAINING MINIMUM CONTINUING INTEREST IN FUND VIOLATING REGULATIONS 10(D) READ WITH 20(1)AND CLAUSE 1(E) OF CODE OF CONDUCT AS MENTIONED IN FOURTH SCHEDULE OF SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
04-JUN-2026
|
|
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