|
S. No.
|
DATE OF ORDER
|
PERSON
|
ENTITY
|
COMPETENT AUTHORITY
|
REGULATORY CHARGES
|
REGULATORY ACTION(S) / DATE OF ORDER
|
FURTHER DEVELOPMENTS
|
|
101
|
25-MAR-2026
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
|
NSCCL
|
EXPELLED BY OTHER STOCK EXCHANGE
|
CEASED TO BE MEMBERSHIP
25-MAR-2026
|
|
|
102
|
24-MAR-2026
|
|
|
AGS TRANSACT TECHNOLOGIES LTD.
(CIN:L72200MH2002PLC138213)
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
103
|
24-MAR-2026
|
ASHOK KUMAR
(PAN:DWOPK9147P)
|
|
SEBI
|
INDULGED IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SARVOTTAM SECURITIES PVT.LTD.
AIDED AND ABETTED MR.SUNNY BHATIA IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SARVOTTAM SECURITIES PVT.LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-MAR-2026 TO 23-MAR-2028
IMPOSED PENALTY RS.5,00,000
24-MAR-2026
|
|
|
104
|
24-MAR-2026
|
BHARAT CHAUDHARY
|
|
CBI
|
ISSUED FALSE INSPECTION CERTIFICATES WITHOUT CONDUCTING ACTUAL INSPECTIONS AND APPROVED SUB-STANDARD MATERIALS, WHICH WERE SUBSEQUENTLY SUPPLIED TO VARIOUS ZONAL RAILWAYS AT EXORBITANT RATES THEREBY CAUSING A WRONGFUL LOSS OF RS.65 LAC TO INDIAN RAILWAYS
|
IMPRISONMENT FOR THREE YEARS AND FINE RS.90,000 ALONG WITH OTHER ENTITIES/PERSONS
24-MAR-2026
|
|
|
105
|
24-MAR-2026
|
|
|
DAVANAGERE DISTRICT CENTRAL CO-OPERATIVE BANK LTD.,THE
|
|
|
RBI
|
HELD SHARES IN OTHER CO-OPERATIVE SOCIETY IN CONTRAVENTION OF BANKING REGULATION ACT, 1949
ALLOTTED MULTIPLE CUSTOMER IDENTIFICATION CODES TO SAME CUSTOMERS
DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY
|
IMPOSED PENALTY RS.1,50,000
24-MAR-2026
|
|
|
106
|
24-MAR-2026
|
|
|
FUTURE ENTERPRISES LTD.
(CIN:L52399MH1987PLC044954
PAN:AAACP6317L)
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
107
|
24-MAR-2026
|
|
|
FUTURE LIFESTYLE FASHIONS LTD.
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
108
|
24-MAR-2026
|
|
|
GENSOL ENGINEERING LTD.
(CIN:L74210GJ2012PLC129176
PAN:AAECG9092M)
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
109
|
24-MAR-2026
|
|
|
KARVY DIGIKONNECT LTD.
|
|
|
NCLT
|
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.2,58,66,900
24-MAR-2026
|
|
|
110
|
24-MAR-2026
|
MAMTA RANI
(PAN:CEPPR5248A)
|
|
SEBI
|
INDULGED IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SARVOTTAM SECURITIES PVT.LTD.
AIDED AND ABETTED MR.SUNNY BHATIA IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SARVOTTAM SECURITIES PVT.LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-MAR-2026 TO 23-MAR-2028
IMPOSED PENALTY RS.5,00,000
24-MAR-2026
|
|
|
111
|
24-MAR-2026
|
|
|
MORARJEE TEXTILES LTD.
(CIN:L52322MH1995PLC090643)
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
112
|
24-MAR-2026
|
|
|
OMKAR SPECIALITY CHEMICALS LTD.
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
113
|
24-MAR-2026
|
|
|
ORTEL COMMUNICATIONS LTD.
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
114
|
24-MAR-2026
|
|
|
OYSTER SALES PVT.LTD.
|
|
|
NCLT
|
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.1,54,34,516
24-MAR-2026
|
|
|
115
|
24-MAR-2026
|
RAJESH KUMAR SHARMA
|
|
CBI
|
ISSUED FALSE INSPECTION CERTIFICATES WITHOUT CONDUCTING ACTUAL INSPECTIONS AND APPROVED SUB-STANDARD MATERIALS, WHICH WERE SUBSEQUENTLY SUPPLIED TO VARIOUS ZONAL RAILWAYS AT EXORBITANT RATES THEREBY CAUSING A WRONGFUL LOSS OF RS.65 LAC TO INDIAN RAILWAYS
|
IMPRISONMENT FOR THREE YEARS AND FINE RS.90,000 ALONG WITH OTHER ENTITIES/PERSONS
24-MAR-2026
|
|
|
116
|
24-MAR-2026
|
|
|
RAJVIR INDUSTRIES LTD.
(CIN:L17116TG2004PLC044053)
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
117
|
24-MAR-2026
|
|
|
SETUBANDHAN INFRASTRUCTURE LTD.
(Old Name :
PRAKASH CONSTROWELL LTD.)
(PAN:AABCP3573F)
|
|
|
MSEI
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO BZ SERIES FROM 06-APR-2026
24-MAR-2026
|
|
|
118
|
24-MAR-2026
|
SUNNY BHATIA
(PAN:AJLPB7728A)
|
|
SEBI
|
INDULGED IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SARVOTTAM SECURITIES PVT.LTD.
|
DIRECTED TO DISGORGE RS.2,64,79,000
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-MAR-2026 TO 23-MAR-2028
IMPOSED PENALTY RS.8,00,000
24-MAR-2026
|
|
|
119
|
24-MAR-2026
|
SURBHI CHOPRA BHATIA
(PAN:ASOPC0887D)
|
|
SEBI
|
INDULGED IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SARVOTTAM SECURITIES PVT.LTD.
AIDED AND ABETTED MR.SUNNY BHATIA IN FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SARVOTTAM SECURITIES PVT.LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-MAR-2026 TO 23-MAR-2028
IMPOSED PENALTY RS.5,00,000
24-MAR-2026
|
|
|
120
|
24-MAR-2026
|
|
|
TARUN ALLOYS LTD.
(CIN:U27101RJ1995PLC011262)
|
|
|
NCLT
|
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.1,21,09,516
24-MAR-2026
|
|
|
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