|
S. No.
|
DATE OF ORDER
|
PERSON
|
ENTITY
|
COMPETENT AUTHORITY
|
REGULATORY CHARGES
|
REGULATORY ACTION(S) / DATE OF ORDER
|
FURTHER DEVELOPMENTS
|
|
121
|
23-MAR-2026
|
JAYENDRASINH DAHYAJI MAKWANA
|
|
|
HEAVEN FIVE ENTERPRISE
|
|
CBI
|
SANCTIONED AND DISBURSED CASH CREDIT LIMIT AND TERM LOANS OF RS.6.43 CRORE BASED ON FORGED DOCUMENTS TO DIFFERENT PERSONS/FIRMS AND LOAN ACCOUNTS THEREBY CAUSING A LOSS OF RS 3.63 CRORE TO UCO BANK
|
RIGOROUS IMPRISONMENT FOR FIVE YEARS AND FINE RS.1,33,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-MAR-2026
|
|
|
122
|
23-MAR-2026
|
MADHU GUPTA
(PAN:ABUPG9329D)
|
|
SEBI
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
23-MAR-2026
|
|
|
123
|
23-MAR-2026
|
MAHESH BHATT
|
|
|
BHATT ELECTRICALS
|
|
DRT
|
DEFAULTED IN PAYMENT OF DUES
|
PROHIBITED AND RESTRAINED FROM TRANSFERRING OR CHARGING ATTACHED PROPERTY IN ANY WAY- RS.63,72,154
DEBTS RECOVERY TRIBUNAL-III,CHANDIGARH
SUMMON- RS.63,72,154
DEBTS RECOVERY TRIBUNAL-III,CHANDIGARH
23-MAR-2026
|
|
|
124
|
23-MAR-2026
|
|
|
NAGAR SAHAKARI BANK LTD.
|
|
|
RBI
|
VIOLATED RBI’S DIRECTIVES ON LOANS TO DIRECTORS
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES ON CLASSIFY CERTAIN LOANS AND/OR CREDIT FACILITIES AS NON-PERFORMING ASSETS IN ACCORDANCE WITH IRAC NORMS
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON SINGLE BORROWER EXPOSURE LIMIT AND/OR UNSECURED INDIVIDUAL BORROWER LIMIT
DID NOT UPLOAD KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY
|
IMPOSED PENALTY RS.3,00,000
23-MAR-2026
|
|
|
125
|
23-MAR-2026
|
|
|
NAGARJUNA FERTILIZERS & CHEMICALS LTD.
(PAN:AADCK1533E)
|
|
|
SEBI
|
DID NOT MAKE DISCLOSURE OF ARBITRATION AWARD PASSED IN FAVOUR OF PIPELINE INFRASTRUCTURE LTD. IN THE ANNUAL REPORT FOR THE F.Y.2023-24
|
IMPOSED PENALTY RS.1,00,000
23-MAR-2026
|
|
|
126
|
23-MAR-2026
|
|
|
PINE LABS LTD.
(Old Name :
PINE LABS PVT.LTD.)
|
|
|
RBI
|
ISSUED SEVERAL FULL-KYC PREPAID PAYMENT LNSTRUMENTS (PPIS) WITHOUT COMPLETING KYC OF PPI HOLDERS
|
IMPOSED PENALTY RS.3,10,000
23-MAR-2026
|
|
|
127
|
23-MAR-2026
|
PRASAD KULKARNI
(PAN:BNKPK4786P)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
MCX
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
128
|
23-MAR-2026
|
PRASAD KULKARNI
(PAN:BNKPK4786P)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
NSE
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
23-MAR-2026
|
|
|
129
|
23-MAR-2026
|
PRASAD KULKARNI
(PAN:BNKPK4786P)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
mcxccl
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
130
|
23-MAR-2026
|
RAHUL KALOKHE
(PAN:ARZPK4525A)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
NSE
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
23-MAR-2026
|
|
|
131
|
23-MAR-2026
|
RAHUL KALOKHE
(PAN:ARZPK4525A)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
MCX
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
132
|
23-MAR-2026
|
RAHUL KALOKHE
(PAN:ARZPK4525A)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
mcxccl
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
133
|
23-MAR-2026
|
RAJENDRA PRASHAD
|
|
DRT
|
DEFAULTED IN PAYMENT OF DUES
|
PROCLAMATION OF SALE- RS.41,12,729
DEBTS RECOVERY TRIBUNAL-II,DELHI
23-MAR-2026
|
|
|
134
|
23-MAR-2026
|
SACHIN KHADTARE
(PAN:BKOPK2764C)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
MCX
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
135
|
23-MAR-2026
|
SACHIN KHADTARE
(PAN:BKOPK2764C)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
NSE
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
23-MAR-2026
|
|
|
136
|
23-MAR-2026
|
SACHIN KHADTARE
(PAN:BKOPK2764C)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
mcxccl
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
137
|
23-MAR-2026
|
SARITA BHATT
|
|
|
BHATT ELECTRICALS
|
|
DRT
|
DEFAULTED IN PAYMENT OF DUES
|
PROHIBITED AND RESTRAINED FROM TRANSFERRING OR CHARGING ATTACHED PROPERTY IN ANY WAY- RS.63,72,154
DEBTS RECOVERY TRIBUNAL-III,CHANDIGARH
SUMMON- RS.63,72,154
DEBTS RECOVERY TRIBUNAL-III,CHANDIGARH
23-MAR-2026
|
|
|
138
|
23-MAR-2026
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
|
|
CHETAN DHAR
(PAN:CAAPD9314E)
|
|
|
RAHUL KALOKHE
(PAN:ARZPK4525A)
|
|
|
GAURAV SUKHDEVE
(PAN:CRMPS0052B)
|
|
|
AGAST MISHRA
(PAN:CKTPM9780L)
|
|
|
PRASAD KULKARNI
(PAN:BNKPK4786P)
|
|
|
SACHIN KHADTARE
(PAN:BKOPK2764C)
|
|
|
YAYATI MISHRA
(PAN:BJOPM8301C)
|
|
mcxccl
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
139
|
23-MAR-2026
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
|
|
RAHUL KALOKHE
(PAN:ARZPK4525A)
|
|
|
GAURAV SUKHDEVE
(PAN:CRMPS0052B)
|
|
|
CHETAN DHAR
(PAN:CAAPD9314E)
|
|
|
AGAST MISHRA
(PAN:CKTPM9780L)
|
|
|
PRASAD KULKARNI
(PAN:BNKPK4786P)
|
|
|
SACHIN KHADTARE
(PAN:BKOPK2764C)
|
|
|
YAYATI MISHRA
(PAN:BJOPM8301C)
|
|
MCX
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
|
140
|
23-MAR-2026
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
|
|
CHETAN DHAR
(PAN:CAAPD9314E)
|
|
|
GAURAV SUKHDEVE
(PAN:CRMPS0052B)
|
|
|
RAHUL KALOKHE
(PAN:ARZPK4525A)
|
|
|
AGAST MISHRA
(PAN:CKTPM9780L)
|
|
|
PRASAD KULKARNI
(PAN:BNKPK4786P)
|
|
|
SACHIN KHADTARE
(PAN:BKOPK2764C)
|
|
|
YAYATI MISHRA
(PAN:BJOPM8301C)
|
|
NSE
|
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
23-MAR-2026
|
|
|
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