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Regulatory Actions Covered By This Website

Recent Regulatory Orders

The regulatory orders issued during 15 days preceding today are listed in a chronological order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

S. No. DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
141  23-MAR-2026
History of entity/person TRDEZ INVESTMENT PVT.LTD. 
  mcxccl  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

23-MAR-2026 		 
142  23-MAR-2026
History of entity/person TRDEZ INVESTMENT PVT.LTD. 
  NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 23-MAR-2026

23-MAR-2026 		 
143  23-MAR-2026
History of entity/person TRDEZ INVESTMENT PVT.LTD. 
  MCX  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  EXPELLED FROM TRADING CUM CLEARING MEMBERSHIP FROM 23-MAR-2026

23-MAR-2026 		 
144  23-MAR-2026
History of entity/person UCO BANK 

(PAN:AAACU3561B)
History of entity/person BHAGAVATHI PRASAD

History of entity/person BHASKAR RAMESHCHANDRA SONI
  		CBI  SANCTIONED AND DISBURSED CASH CREDIT LIMIT AND TERM LOANS OF RS.6.43 CRORE BASED ON FORGED DOCUMENTS TO DIFFERENT PERSONS/FIRMS AND LOAN ACCOUNTS THEREBY CAUSING A LOSS OF RS 3.63 CRORE TO UCO BANK  RIGOROUS IMPRISONMENT FOR FIVE YEARS

23-MAR-2026 		 
145  23-MAR-2026
History of entity/person UNION BANK OF INDIA 
  RBI  DID NOT CREDIT (SHADOW REVERSAL) THE AMOUNT INVOLVED IN UNAUTHORISED ELECTRONIC TRANSACTIONS TO CERTAIN CUSTOMER ACCOUNTS WITHIN TEN WORKING DAYS FROM THE DATE OF NOTIFICATION BY THE CUSTOMER

DID NOT PROVIDE 24X7 ACCESS THROUGH MULTIPLE CHANNELS TO REPORT UNAUTHORISED ELECTRONIC TRANSACTIONS THAT HAD TAKEN PLACE AND/OR LOSS OR THEFT OF PAYMENT INSTRUMENT SUCH AS CARD ETC.

RESORTED TO MANUAL INTERVENTION IN THE SYSTEM-BASED ASSET CLASSIFICATION PROCESS IN CERTAIN KISAN CREDIT CARD (KCC) ACCOUNTS  		IMPOSED PENALTY RS.95,40,000

23-MAR-2026 		 
146  23-MAR-2026 History of entity/person  YAYATI MISHRA  

(PAN:BJOPM8301C)
History of company TRDEZ INVESTMENT PVT.LTD.
  		NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026 		 
147  23-MAR-2026 History of entity/person  YAYATI MISHRA  

(PAN:BJOPM8301C)
History of company TRDEZ INVESTMENT PVT.LTD.
  		mcxccl  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

23-MAR-2026 		 
148  23-MAR-2026 History of entity/person  YAYATI MISHRA  

(PAN:BJOPM8301C)
History of company TRDEZ INVESTMENT PVT.LTD.
  		MCX  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

23-MAR-2026 		 
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