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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 26-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
181 
History of entity/person CONCUNSMART SHARES & STOCK BROKER PVT.LTD.
  DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 18-APR-2022

18-APR-2022 		 
182 
History of entity/person CONCUNSMART SHARES & STOCK BROKER PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-MAR-2023

15-MAR-2023 		 
183 
History of entity/person CPR CAPITAL SERVICES LTD.
  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-MAR-2018

06-MAR-2018 		 
184 
History of entity/person CPR CAPITAL SERVICES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019

06-NOV-2019 		 
185 
History of entity/person CREDAVENUE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-JUL-2022 		BSE VIDE ITS NOTICE DATED 15/12/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
186 
History of entity/person CRESCENT FINSTOCK LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

01-OCT-2021 		BSE VIDE ITS NOTICE DATED 29/11/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
187 
History of entity/person CREST FINCAP ADVISORS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-AUG-2024 		BSE VIDE ITS NOTICE DATED 12/08/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
188 
History of entity/person CRIMSON FINANCIAL SERVICES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-OCT-2021 		BSE VIDE ITS NOTICE DATED 06/04/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
189 
History of entity/person D J SHAH SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-MAY-2021 		BSE VIDE ITS NOTICE DATED 25/10/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
190 
History of entity/person D.E.SHAW INDIA SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-JAN-2018 		 
191 
History of entity/person DACAPO BROKERAGE INDIA PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-JUN-2021 		BSE VIDE ITS NOTICE DATED 14/01/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
192 
History of entity/person DAIWA CAPITAL MARKETS INDIA PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-FEB-2024 		BSE VIDE ITS NOTICE DATED 05/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
193 
History of entity/person DALMIA SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-AUG-2018 		 
194 
History of entity/person DANI SHARES & STOCKS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-NOV-2024 		BSE VIDE ITS NOTICE DATED 28/02/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
195 
History of entity/person DEBABRATA BISWAS,M/S
History of entity/person DEBABRATA BISWAS
  		NOT AVAILABLE  TRADING RIGHTS WITHDRAWN

26-MAR-2024 		 
196 
History of entity/person DESTINY SECURITIES LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-JUL-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-JUL-2021

14-JUL-2021 		 
197 
History of entity/person DEVASHISH SECIRITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

06-MAY-2021 		BSE VIDE ITS NOTICE DATED 15/11/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
198 
History of entity/person DHAN HOLDING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP FROM 13-FEB-2017

13-FEB-2017 		 
199 
History of entity/person DHAVAL VISHNUBHAI BAROT,M/S
History of entity/person DHAVAL VISHNUBHAI BAROT
  		NOT AVAILABLE  TRADING RIGHTS WITHDRAWN

26-MAR-2024 		 
200 
History of entity/person DHRUV BROKING SERVICES INDIA PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

06-JUN-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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