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Co-Sponsors
Regulatory Actions Covered By This Website

BSE LTD.

If you wish to see Regulator wise orders, please click here
         
 PERIOD COVERED
FROMTO/UPTIL
Authorised Person 05/06/1995 07/09/2026
Actions by BSE
Cancelled registration as authorised person  
Reasons for Action
Certificate of registration expired/surrendered/ceased/suspended  
Companies 05/06/1995 07/09/2026
Actions by BSE
Cancelled registration as authorised person  
Cancelled stock broker membership  
Claim admitted  
Company delisted  
Compulsory delisting  
Declared defaulter by bombay stock exchange  
Declared defaulter by national spot exchange ltd.  
Delisted as per court order  
Delisted due to amalgamation/merger  
Delisted due to amalgamation/merger/winding up  
Delisted due to BIFR order  
Delisted due to buyback  
Delisted due to compliance with clause 21(3)(A) of SEBI(SAST) regulations  
Delisted due to conversion / redemption  
Delisted due to non payment of annual listing fee  
Delisted due to official liquidator being appointed  
Delisted due to provisional liquidator being appointed  
Delisted due to scheme of arrangement  
Delisted due to scheme of arrangement/amalgamation  
Delisted due to SEBI (delisting of securities) guidelines 2003  
Delisted due to winding up  
Delisted equity shares  
Did not pay annual listing fee  
Directed to pay costs  
Directed to transfer shares  
Disqualified from holding office of director/partner in any company/firm  
Expelled from membership by stock exchange  
Freezed of demat account  
Imposed fine  
Imposed penalty  
Initiated compulsory delisting process  
Notice to the company and public regarding proposed delisting  
Prohibited and/or suspended for trading  
Put up on BSE website for public notice  
Put up on BSE website under "unknown category"  
Removed from dissemination board  
Restrained from accessing securities market  
Restrained from accessing securities market to raise the capital  
Securities moved out of z group  
Securities shifted to t/xt/mt/ts group  
Securities shifted to z/zp/zy group  
Reasons for Action
Amalgamation/merger  
Amalgamation/merger/winding up  
Applied for delisting of equity shares  
BIFR order  
Buyback  
Certificate of registration expired/surrendered/ceased/suspended  
Company not traceable at the last known address  
Conversion/redemption  
Declared defaulter and/or expelled by other stock exchange  
Defaulted in delivery of shares  
Defaulted in making payment of dividend and/or bonus  
Defaulted in making payment of ledger balance  
Defaulted in pay-in obligations  
Defaulted in payment of deposit amount  
Defaulted in rendering of service  
Defaulted in segregation of NSE & BSE transactions  
Defaulted under insolvency & bankruptcy code, 2016  
Delayed submission of corporate governance report  
Delayed submission of financial results  
Delayed submission of reconciliation of share capital  
Delayed submission of shareholding pattern  
Delayed submission of statement of investor's complaint  
Delisted as per court order  
Delisted compulsorily  
Did not adhere to disclosure requirement  
Did not adhere to listing agreement  
Did not adhere to listing regulations, 2015  
Did not adhere to regulation 55A of SEBI (depositories & participants) regulations, 1996  
Did not adhere to SEBI (depositories & participants) regulations, 2018  
Did not adhere to SEBI (listing obligations and disclosure requirements) regulations, 2015  
Did not adhere to SEBI directives/instructions/guidelines and provisions of rules, bye laws and regulation of bse  
Did not adhere to standard operating procedure  
Did not appoint company secretary and/or compliance officer  
Did not appoint share transfer agent  
Did not pay fine to stock exchange  
Did not reply to show cause notice  
Did not submit and/or submit incorrect shareholding pattern  
Did not submit certain documents/information for the purpose of verification of credentials/fundamentals of companies  
Did not submit corporate governance report  
Did not submit financial results  
Did not submit reconciliation of share capital  
Did not submit shareholding pattern under provisions of clause 35  
Did not submit statement of investor's complaints  
Executed unauthorised transactions  
Exited from dissemination board  
Failed to pay annual listing fee  
Failed to redress investor's complaints  
Gazette notification issued by ministry of finance (department of financial services)  
Highest number of complaints pending  
Insolvency professional as liquidator has been appointed  
Liquidation process commenced and official liquidator appointed  
Made false & deceitful claim before the exchange  
Manipulated market and/or indulged in unfair trade practices  
Non-compliance of procedural issues with listing agreement  
Non-compliance with clause 21(3)(A) of the SEBI(SAST) regulations  
Non-payment of annual listing fee  
Not available  
Official liquidator has been appointed  
Provisional liquidator has been appointed  
Resigned and/or surrendered membership card to stock exchange  
Scheme of arrangement/amalgamation  
Submitted incorrect shareholding pattern  
Suspension of trading due to provisional liquidator appointed  
Under dissolution  
Violated byelaw 355 of rules of BSE (misconduct, unbusinesslike conduct and unprofessional conduct)  
Violated code of conduct  
Violated SEBI (delisting of equity shares) regulations 2009  
Violated SEBI (delisting of equity shares) regulations, 2021  
Violated SEBI (delisting of securities) guidelines 2003  
Violated SEBI (issue of capital and disclosure requirements) regulations, 2009  
Violated securities contracts regulation rules, 1957  
Winding up  
Persons 05/06/1995 07/09/2026
Actions by BSE
Claim admitted  
Claim settled under consent  
Compulsory delisting  
Directed to pay costs  
Directed to replenish / restore / return shares  
Restrained from accessing securities market  
Trading rights withdrawn  
Reasons for Action
Default in payment of deposit amount  
Defaulted in delivery of shares  
Defaulted in making payment of ledger balance  
Defaulted in making payment of margin money  
Defaulted in making payment to client  
Defaulted in pay-in obligations  
Defaulted in rendering of service  
Defaulted in trade to trade (T2T) segment  
Did not adhere to listing agreement  
Did not adhere to SEBI (listing obligations and disclosure requirements) regulations, 2015  
Executed unauthorised transactions  
Indulged in trading of sms stocks  
Not available  
Violated SEBI (delisting of equity shares) regulations 2009  
Violated SEBI (delisting of equity shares) regulations, 2021  
Violated securities contracts regulation rules, 1957  
Remisiers 05/06/1995 07/09/2026
Actions by BSE
Cancelled registration as remisier  
Reasons for Action
Certificate of registration expired/surrendered/ceased/suspended  
Stock Brokers 05/06/1995 07/09/2026
Actions by BSE
Cancelled stock broker membership  
Claim admitted  
Company delisted  
Deactivate trading terminals  
Declared defaulter by stock exchange  
Directed applicant to release balance money along with interest  
Directed not to deal and dispose off specified scrips  
Directed to deliver shares  
Directed to deposit amount in stock exchange investors protection fund  
Directed to pay dividend  
Directed to refund the margin deposit  
Directed to replenish / restore / return shares  
Directed to restore sale proceeds in favour of respondent  
Directed to reverse unauthorised transactions  
Directed to transfer shares  
Expelled from membership by stock exchange  
Imposed fine  
Imposed penalty  
Prohibited and/or suspended for trading  
Securities shifted to z/zp/zy group  
Suspended registration as stock broker  
Trading rights withdrawn  
Reasons for Action
Charged excess/different rates of brokerage  
Declared defaulter and/or expelled by other stock exchange  
Defaulted in bidding of bond  
Defaulted in delivery of shares  
Defaulted in execution of trades  
Defaulted in issuance of contract notes  
Defaulted in making payment of arbitration cost  
Defaulted in making payment of dividend and/or bonus  
Defaulted in making payment of ledger balance  
Defaulted in making payment of margin money  
Defaulted in making payment to client  
Defaulted in pay-in obligations  
Defaulted in payment of brokerage/sub-brokerage  
Defaulted in payment of deposit amount  
Defaulted in providing information to arbitral tribunal/did not co-operate with arbitral tribunal  
Defaulted in rendering of service  
Defaulted in squaring off of short sell orders  
Defaulted under insolvency & bankruptcy code, 2016  
Delayed submission of corporate governance report  
Did not adhere to arbitration awards made in favour of its clients  
Did not adhere to listing agreement  
Did not adhere to SEBI (depositories & participants) regulations, 2018  
Did not adhere to SEBI (listing obligations and disclosure requirements) regulations, 2015  
Did not adhere to SEBI directives/instructions/guidelines and provisions of rules, bye laws and regulation of bse  
Did not adhere to the regulatory provisions of the stock exchange  
Did not deposit admissible claim amount  
Did not implement claim values decided in igrc  
Did not reply to forwarded complaints  
Did not reply to show cause notice  
Executed unauthorised transactions  
Expelled from membership  
Failed to redress investor's complaints  
Issued fraudulent/fake contract notes  
Liquidation process commenced and official liquidator appointed  
Manipulated market and/or indulged in unfair trade practices  
Misused/defaulted in maintaining client accounts  
Not a fit and proper person  
Not available  
Provided wrong information to clients  
Resigned and/or surrendered membership card to stock exchange  
Violated byelaw 355 of rules of BSE (misconduct, unbusinesslike conduct and unprofessional conduct)  
Violation of SEBI (intermediaries) regulations, 2008  
Violation regulation 27 of SEBI (stock brokers) REGULATIONSN,1992  
Violations specified in earlier SEBI orders/circulars  
REGULATORY ACTIONS PRESENTLY COVERED BY THIS WEBSITEPERIOD COVERED
FROMTO/UPTIL
ACE DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. (since closed)
Alphabetical Chronological
 19/05/2011  31/12/2019
AMC REPO CLEARING LTD.
Alphabetical Chronological
 20/03/2025  07/09/2026
ASSOCIATION OF MUTUAL FUNDS OF INDIA,THE
Alphabetical Chronological
 30/09/2013  31/08/2026
BANKS
Alphabetical Chronological
 29/03/2000  11/08/2026
BOARD FOR INDUSTRIAL & FINANCIAL RECONSTRUCTION (since dissolved)
Alphabetical Chronological
 31/12/1987  31/10/2005
BSE LTD.
Alphabetical Chronological
 05/06/1995  07/09/2026
CENTRAL BOARD OF INDIRECT TAXES & CUSTOMS
Alphabetical Chronological
 01/04/2003  30/06/2026
CENTRAL BUREAU OF INVESTIGATION
Alphabetical Chronological
 05/04/2001  07/09/2026
CENTRAL DEPOSITORY SERVICES (INDIA) LTD.
Alphabetical Chronological
 15/03/2004  31/08/2026
COMPANY LAW BOARD
Alphabetical Chronological
 01/04/2000  30/06/2008
DEBT RECOVERY TRIBUNALS
Alphabetical Chronological
 16/08/2000  25/08/2026
DELHI STOCK EXCHANGE LTD. (since dissolved)
Alphabetical Chronological
 31/03/2002  30/09/2020
DEPARTMENT OF INCOME TAX
Alphabetical Chronological
 15/04/2015  31/08/2026
EMPLOYEES' PROVIDENT FUND ORGANISATION
Alphabetical Chronological
 31/03/2005  30/06/2026
ENFORCEMENT DIRECTORATE
Alphabetical Chronological
 01/04/2025  07/09/2026
INDIAN CLEARING CORP.LTD.
Alphabetical Chronological
 25/09/2012  31/08/2026
INDIAN COMMODITY EXCHANGE LTD. (since de-recognised)
Alphabetical Chronological
 10/06/2006  07/09/2026
INSOLVENCY & BANKRUPTCY BOARD OF INDIA - NATIONAL COMPANY LAW TRIBUNAL
Alphabetical Chronological
 17/01/2017  07/09/2026
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
Alphabetical Chronological
 28/10/2004  07/09/2026
INSURANCE REGULATORY & DEVELOPMENT AUTHORITY OF INDIA
Alphabetical Chronological
 16/08/2002  05/09/2026
INTER-CONNECTED STOCK EXCHANGE
Alphabetical Chronological
 17/04/2004  31/08/2026
METROPOLITAN STOCK EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 20/05/2010  07/09/2026
MINISTRY OF CORPORATE AFFAIRS, ADJUDICATION ORDERS
Alphabetical Chronological
 06/10/2016  26/07/2026
MINISTRY OF CORPORATE AFFAIRS, EASY EXIT SCHEME
Alphabetical Chronological
 15/12/2010  03/08/2014
MINISTRY OF CORPORATE AFFAIRS, OFFICIAL LIQUIDATORS
Alphabetical Chronological
 27/04/1946  31/03/2018
MINISTRY OF CORPORATE AFFAIRS, PERSONS DISQUALIFIED FROM DIRECTORSHIP
Alphabetical Chronological
 31/08/2017  30/06/2026
MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES
Alphabetical Chronological
 27/01/2001  04/09/2015
MINISTRY OF CORPORATE AFFAIRS, SERIOUS FRAUD INVESTIGATION OFFICE
Alphabetical Chronological
 02/09/2009  31/08/2026
MINISTRY OF CORPORATE AFFAIRS, SIMPLIFIED EXIT SCHEME
Alphabetical Chronological
 06/05/2003  23/10/2009
MINISTRY OF CORPORATE AFFAIRS, VANISHING COMPANIES
Alphabetical Chronological
 30/01/2006  20/01/2010
MINISTRY OF FINANCE - FINANCIAL INTELLIGENCE UNIT
Alphabetical Chronological
 14/02/2013  31/08/2026
MINISTRY OF FINANCE - FORWARD MARKETS COMMISSION (since merged with SEBI)
Alphabetical Chronological
 23/07/2011  07/09/2026
MULTI COMMODITY EXCHANGE CLEARING CORP.LTD.
Alphabetical Chronological
 09/11/2018  07/09/2026
MULTI COMMODITY EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 08/04/2011  07/09/2026
NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
Alphabetical Chronological
 30/03/2011  07/09/2026
NATIONAL COMMODITY CLEARING LTD.
Alphabetical Chronological
 14/05/2008  07/09/2026
NATIONAL FINANCIAL REPORTING AUTHORITY
Alphabetical Chronological
 22/07/2020  07/09/2026
NATIONAL HOUSING BANK
Alphabetical Chronological
 01/03/2006  31/08/2026
NATIONAL SECURITIES DEPOSITORY LTD.
Alphabetical Chronological
 19/11/2004  07/08/2026
NATIONAL SPOT EXCHANGE LTD.
Alphabetical Chronological
 22/08/2013  31/08/2026
NATIONAL STOCK EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 01/01/2000  07/09/2026
NSE CLEARING LTD.
Alphabetical Chronological
 19/09/2013  07/09/2026
RESERVE BANK OF INDIA
Alphabetical Chronological
 01/08/1996  07/09/2026
SECURITIES AND EXCHANGE BOARD OF INDIA (For only consent orders click here)
Alphabetical Chronological
 01/01/1997  07/09/2026
UNITED NATIONS SECURITY COUNCIL
Alphabetical Chronological
 02/04/2018  30/06/2026
OTHER SOURCES IN THE OFFING
CREDIT INFORMATION BUREAU (INDIA) LTD.
ECONOMIC OFFENCES WING
ENFORCEMENT DIRECTORATE
ENVIRONMENT POLLUTION BOARD
FINANCIAL INSTITUTIONS
INSTITUTE OF COMPANY SECRETARIES OF INDIA,THE
INSTITUTE OF COST AND WORKS ACCOUNTANTS OF INDIA
LABOUR DEPARTMENT
RATING AGENCIES
SERVICE TAX
STATE FINANCIAL CORPORATIONS
STATE INDUSTRIAL DEVELOPMENT CORPORATIONS

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

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