| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
ABEE INFO-CONSUMABLES LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2013
|
| 182 |
|
|
ABEE INFO-CONSUMABLES LTD.
(AABCA4762F)
(Along with :
ABEE TELEVISIONS PVT.LTD.)
|
|
|
|
ANURADHA SACHIN MAHABALESHWAR
|
|
|
BADRINARAYAN SOMANI
|
|
|
JAYPRAKASH BANSILAL SOMANI
|
|
|
PRIYA BADRINARAYAN SOMANI
|
|
|
VIDYA BADRINARAYAN SOMANI
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 183 |
|
|
ABEE INFO-CONSUMABLES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 31-DECEMBER-2009
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
31-DEC-2009
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2010
|
| 184 |
|
|
ABEE TELEVISIONS PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 185 |
|
|
ABG INFRALOGISTICS LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2010
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2010
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2010
|
| 186 |
|
|
ABG INFRALOGISTICS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-SEPTEMBER-2015
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2015
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2015
|
| 187 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 188 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.1,12,100
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2019
|
| 189 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 190 |
|
|
ABG SHIPYARD LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 04-JUL-2018 TO 03-JUL-2028
02-JUL-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 191 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.18,880
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 192 |
|
|
ABG SHIPYARD LTD.
|
|
|
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
|
COMPANY DELISTED FROM 19-OCT-2020
15-OCT-2020
|
|
| 193 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 31-MARCH-2019
|
IMPOSED FINE Rs.37,760
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 194 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-JUNE-2018
|
IMPOSED FINE Rs.37,760
30-JUN-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2018
|
| 195 |
|
|
ABG SHIPYARD LTD.
|
|
|
LIQUIDATION PROCESS COMMENCED AND OFFICIAL LIQUIDATOR APPOINTED
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 16-MAY-2019
08-MAY-2019
|
|
| 196 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL FOR THE QUARTER ENDED 31-DEC-2018
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2019
|
| 197 |
|
|
ABG SHIPYARD LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 17-DEC-2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-DEC-2018
17-DEC-2018
|
|
| 198 |
|
|
ABHAY KUMAR BHANDARI
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 26-SEP-2025 TO 25-SEP-2035
24-SEP-2025
|
|
| 199 |
|
|
ABHIJIT RAJAN
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 08-MAY-2024 TO 07-MAY-2034
06-MAY-2024
|
|
| 200 |
|
|
ABHIJIT TRADING CO.LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.33,040
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2019
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 10 of 1619 |
