If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 17-OCT-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
2021 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.16,534

18-AUG-2016 		 
2022 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.94,660

18-AUG-2016 		 
2023 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.70,000

29-AUG-2016 		 
2024 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.92,194

11-AUG-2016 		 
2025 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.34,205

12-AUG-2016 		 
2026 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.32,368

12-JUL-2017 		 
2027 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.30,003

13-APR-2015 		 
2028 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,01,079

10-MAR-2015 		 
2029 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.5,12,200

15-MAR-2015 		 
2030 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,50,850

14-MAR-2015 		 
2031 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,38,345

13-MAR-2015 		 
2032 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.23,000

11-MAR-2015 		 
2033 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.46,740

18-MAR-2015 		 
2034 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.2,67,209

18-MAR-2015 		 
2035 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,89,692

18-MAR-2015 		 
2036 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,07,729

19-MAR-2015 		 
2037 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.2,487

19-MAR-2015 		 
2038 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.61,971

19-MAR-2015 		 
2039 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.3,436

16-MAR-2015 		 
2040 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.37,500

16-MAR-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last
Page 102 of 114

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2026
No part of this site may be reproduced without the explicit permission of the owners.

top