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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 17-OCT-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
2041 
History of entity/person UNICON SECURITIES PVT.LTD.
  ISSUED CHEQUE WITHOUT SUFFICIENT FUNDS  CLAIM ADMITTED
AWARD AMOUNT: RS.15,165

16-MAR-2015 		 
2042 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT PAY DIVIDEND

ISSUED CHEQUE WITHOUT SUFFICIENT FUNDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.3,27,337

16-MAR-2015 		 
2043 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.20,409

15-DEC-2015 		 
2044 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,552

11-DEC-2015 		 
2045 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.9,000

17-DEC-2015 		 
2046 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.3,93,095

31-AUG-2016 		 
2047 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.85,500

20-MAR-2015 		 
2048 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.11,200

20-MAR-2015 		 
2049 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.3,22,155

08-APR-2015 		 
2050 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.23,457

07-APR-2015 		 
2051 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.41,800

07-APR-2015 		 
2052 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,859

27-MAR-2015 		 
2053 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.28,880

20-MAR-2015 		 
2054 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.55,585

01-JUN-2015 		 
2055 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.3,572

05-JUN-2015 		 
2056 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.23,548

02-JUN-2015 		 
2057 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.19,262

16-JUN-2015 		 
2058 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.64,696

03-JUN-2015 		 
2059 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,04,246

16-FEB-2015 		 
2060 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,82,611

15-APR-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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