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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 05-OCT-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
2121 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.5,090

07-APR-2015 		 
2122 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.83,343

07-APR-2015 		 
2123 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,94,449

22-JAN-2015 		 
2124 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,21,215

04-NOV-2015 		 
2125 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.31,667

02-JUN-2015 		 
2126 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.57,935

10-JUN-2015 		 
2127 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.17,998

30-MAY-2016 		 
2128 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,798

01-JUN-2015 		 
2129 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,992

16-JUN-2015 		 
2130 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.9,629

12-JAN-2015 		 
2131 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.81,274

09-AUG-2016 		 
2132 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.74,170

03-JUN-2015 		 
2133 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.13,850

16-JUN-2015 		 
2134 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,12,601

01-JUN-2015 		 
2135 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.42,815

18-MAY-2016 		 
2136 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.21,375

23-MAY-2016 		 
2137 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.3,51,948

30-AUG-2016 		 
2138 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.6,928

01-JUN-2015 		 
2139 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.19,590

05-JUN-2015 		 
2140 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.9,34,791

13-AUG-2014 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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