| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
B H SHARE TRADERS
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
07-OCT-2023
|
|
| 202 |
|
B.N.RAGHAVENDRA
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 203 |
|
B.N.RAGHAVENDRA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
B.N.RAGHAVENDRA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 204 |
|
BABUBHAI KANJIBHAI SAVALIA
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 205 |
|
BABUBHAI KANJIBHAI SAVALIA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
BABUBHAI KANJIBHAI SAVALIA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 206 |
|
BABUBHAI SHIVAJI MALI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 207 |
|
BABUBHAI SHIVAJI MALI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
BABUBHAI SHIVAJI MALI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 208 |
|
BADAL CHANDRA SANTRA
(Authorised Person of
LFS BROKING PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-AUG-2023
|
|
| 209 |
|
BADAL CHANDRA SANTRA,M/S
(Authorised Person of
LFS BROKING PVT.LTD.
, Member : BSE)
|
|
|
BADAL CHANDRA SANTRA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-AUG-2023
|
|
| 210 |
|
BAJRANG LAL GUPTA
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 211 |
|
BAJRANG LAL GUPTA,M/S
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
BAJRANG LAL GUPTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 212 |
|
BALAJI INVESTMENT,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
ASHISH M.MEHTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 213 |
|
BALASUBRAMANIAM D.
(Authorised Person of
BALANCE EQUITY BROKING (INDIA) PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
31-OCT-2023
|
|
| 214 |
|
BALASUBRAMANIAM D.,M/S
(Authorised Person of
BALANCE EQUITY BROKING (INDIA) PVT.LTD.
, Member : BSE)
|
|
|
BALASUBRAMANIAM D.
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
31-OCT-2023
|
|
| 215 |
|
BALJEET SINGH MATHARU
(Authorised Person of
ARTHA VRDDHI SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
27-NOV-2024
|
|
| 216 |
|
BALJEET SINGH MATHARU,M/S
(Authorised Person of
ARTHA VRDDHI SECURITIES LTD.
, Member : BSE)
|
|
|
BALJEET SINGH MATHARU
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
27-NOV-2024
|
|
| 217 |
|
BALJINDER SINGH
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 218 |
|
BALJINDER SINGH,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
BALJINDER SINGH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 219 |
|
BALRAJ
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
21-DEC-2022
|
|
| 220 |
|
BALRAJ,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
BALRAJ
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
21-DEC-2022
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 11 of 104 |