| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
DHRUV WELLNESS LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 07-FEB-2025
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 10-MAR-2025
07-FEB-2025
|
BSE VIDE ITS NOTICE DATED 12/09/2025 REITERATED THAT AS PER SEBI CIRCULAR DATED 11/11/2024, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.30/09/2025
|
| 202 |
|
|
DHRUV WELLNESS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 27-NOV-2020
27-OCT-2020
|
|
| 203 |
|
|
DILIP C.BAGRI
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
07-JAN-2021
|
BSE VIDE ITS NOTICE DATED 28/07/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 204 |
|
|
DILIP C.BAGRI,M/S
|
|
|
|
DILIP C.BAGRI
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
07-JAN-2021
|
BSE VIDE ITS NOTICE DATED 28/07/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 205 |
|
|
DINDAYAL BIYANI EQUITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
12-MAR-2019
|
|
| 206 |
|
|
DINESH JORAVARMAL MODI,M/S
|
|
|
|
DINESH JORAVARMAL MODI
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 207 |
|
|
DNS SHARES & STOCK BROKERS PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
24-MAY-2020
|
|
| 208 |
|
|
DPS SHARES & SECURITIES PVT.LTD.
|
|
|
ISSUED FRAUDULENT/FAKE CONTRACT NOTES
|
SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-JAN-2008 TILL FURTHER NOTICE
17-JUL-2009
|
APPEAL DISMISSED AND RIGHT OF TRADING MEMBER STANDS CEASED/FORFEITED
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
|
| 209 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.55,024
16-NOV-2016
|
|
| 210 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,12,524
25-APR-2016
|
|
| 211 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.91,150
26-APR-2016
|
|
| 212 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.39,831
19-AUG-2016
|
|
| 213 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,93,217
13-AUG-2016
|
|
| 214 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,68,322
14-JUL-2016
|
|
| 215 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.28,60,210
30-SEP-2016
|
|
| 216 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.84,310
09-SEP-2016
|
|
| 217 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.60,129
19-AUG-2016
|
|
| 218 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,82,813
19-FEB-2016
|
|
| 219 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,94,466
19-AUG-2016
|
|
| 220 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.49,181
11-APR-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 11 of 113 |
