| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 2201 |
|
UNICON SERVICES PVT.LTD.
|
|
|
DID NOT PAY SALE PROCEEDS
|
DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
09-SEP-2014
|
|
| 2202 |
|
|
UNICORN SECURITIES PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.25,158
24-OCT-2016
|
ARBITRATOR OF BSE VIDE ITS ARBITRATION AWARD DATED 24/10/2016 DIRECTED BSE TO PAY RS.25,157.50 TO APPLICANT FROM INVESTOR PROTECTION FUND (IPF). NO COSTS
|
| 2203 |
|
|
UPEN M.DOSHI,M/S
|
|
|
|
UPEN M.DOSHI
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 2204 |
|
|
UPMOVE FINANCIAL TECHNOLOGIES SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
20-MAR-2020
|
|
| 2205 |
|
|
VAJANI SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
12-APR-2021
|
BSE VIDE ITS NOTICE DATED 09/09/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 2206 |
|
|
VAKRANGEE SHARES & STOCK BROKERS PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
03-MAR-2022
|
BSE VIDE ITS NOTICE DATED 14/10/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 2207 |
|
|
VARDHMAN INDUSTRIES LTD.
|
|
|
RESOLUTION PLAN APPROVED PURSUANT TO ORDER OF NCLT UNDER INSOLVENCY & BANKRUPTCY CODE, 2016
|
COMPANY DELISTED FROM 31-DEC-2019
27-DEC-2019
|
|
| 2208 |
|
|
VASUNDHARA MERCHANTS LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
21-MAR-2018
|
|
| 2209 |
|
|
VASUNDHARA MERCHANTS LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
27-FEB-2019
|
|
| 2210 |
|
|
VAX HOUSING FINANCE CORP.LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 29-JUL-2024
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-JUL-2024
29-JUL-2024
|
|
| 2211 |
|
|
VEEKRANT STOCKS & FINANCE PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
25-MAR-2021
|
|
| 2212 |
|
|
VENTURA SECURITIES LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.18,118
19-DEC-2008
|
|
| 2213 |
|
|
VENTURES CAPITAL PVT.LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,92,01,190
25-JAN-2019
|
|
| 2214 |
|
|
VERACITY FINANCIAL SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
23-FEB-2024
|
BSE VIDE ITS NOTICE DATED 05/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 2215 |
|
|
VIDHI SECURITIES BROKING PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
15-MAR-2024
|
BSE VIDE ITS NOTICE DATED 19/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 2216 |
|
|
VIKSON SECURITIES PVT.LTD.
|
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN FROM 24-NOV-2020
DEACTIVATE TRADING TERMINALS FROM 24-NOV-2020
24-NOV-2020
|
|
| 2217 |
|
|
VINEET SECURITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020
04-MAY-2020
|
|
| 2218 |
|
|
VINEET SECURITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE
|
DEACTIVATE TRADING TERMINALS FROM 04-NOV-2019
05-NOV-2019
|
|
| 2219 |
|
|
VINOD SHARES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
23-SEP-2022
|
BSE VIDE ITS NOTICE DATED 24/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 2220 |
|
|
VKJ INFRADEVELOPERS LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 07-FEB-2025
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 10-MAR-2025
07-FEB-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 111 of 112 |
