| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 2221 |
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT PAY SALE PROCEEDS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.93,846
30-DEC-2016
|
|
| 2222 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,312
20-JUL-2016
|
|
| 2223 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.9,174
21-APR-2016
|
|
| 2224 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.42,000
05-DEC-2016
|
|
| 2225 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,93,729
17-JAN-2017
|
|
| 2226 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT PAY SALE PROCEEDS
DID NOT PAY DIVIDEND
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,22,420
25-MAY-2016
|
|
| 2227 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,39,678
20-MAY-2016
|
|
| 2228 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.20,000
05-MAY-2016
|
|
| 2229 |
|
|
UNICON SERVICES PVT.LTD.
|
|
|
DID NOT PAY SALE PROCEEDS
|
DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
09-SEP-2014
|
|
| 2230 |
|
|
UNICORN SECURITIES PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.25,158
24-OCT-2016
|
ARBITRATOR OF BSE VIDE ITS ARBITRATION AWARD DATED 24/10/2016 DIRECTED BSE TO PAY RS.25,157.50 TO APPLICANT FROM INVESTOR PROTECTION FUND (IPF). NO COSTS
|
| 2231 |
|
|
UPEN M.DOSHI,M/S
|
|
|
|
UPEN M.DOSHI
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 2232 |
|
|
UPMOVE FINANCIAL TECHNOLOGIES SERVICES
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP FROM 05-JUN-2026
05-JUN-2026
|
BSE VIDE ITS NOTICE DATED 05/06/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
|
| 2233 |
|
|
UPMOVE FINANCIAL TECHNOLOGIES SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
20-MAR-2020
|
|
| 2234 |
|
|
VAJANI SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
12-APR-2021
|
BSE VIDE ITS NOTICE DATED 09/09/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 2235 |
|
|
VAKRANGEE SHARES & STOCK BROKERS PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
03-MAR-2022
|
BSE VIDE ITS NOTICE DATED 14/10/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 2236 |
|
|
VARDHMAN INDUSTRIES LTD.
|
|
|
RESOLUTION PLAN APPROVED PURSUANT TO ORDER OF NCLT UNDER INSOLVENCY & BANKRUPTCY CODE, 2016
|
COMPANY DELISTED FROM 31-DEC-2019
27-DEC-2019
|
|
| 2237 |
|
|
VASUNDHARA MERCHANTS LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
27-FEB-2019
|
|
| 2238 |
|
|
VASUNDHARA MERCHANTS LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
21-MAR-2018
|
|
| 2239 |
|
|
VAX HOUSING FINANCE CORP.LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 29-JUL-2024
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-JUL-2024
29-JUL-2024
|
|
| 2240 |
|
|
VEEKRANT STOCKS & FINANCE PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
25-MAR-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 112 of 114 |
