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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
2221 
History of entity/person VRISE SECURITIES PVT.LTD.
  EXPELLED FROM MEMBERSHIP  DECLARED DEFAULTER BY STOCK EXCHANGE

17-FEB-2020 		 
2222 
History of entity/person VSERVE SHARE & STOCK BROKER PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-AUG-2019 		 
2223 
History of entity/person VYANKTESH SECURITIES IMF PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-MAY-2025 		 
2224 
History of entity/person WEALTH MANTRA LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019

06-NOV-2019 		 
2225 
History of entity/person WEGMANS FINANCIAL SERVICES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-APR-2024 		BSE VIDE ITS NOTICE DATED 25/06/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2226 
History of entity/person WELLINDIA SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-MAY-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2020

01-MAY-2020 		 
2227 
History of entity/person WILSON FINANCIAL SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

02-MAY-2024 		BSE VIDE ITS NOTICE DATED 02/05/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2228 
History of entity/person WINSOME DIAMONDS & JEWELLERY LTD.
  DID NOT ADHERE TO LISTING AGREEMENT

LIQUIDATION PROCESS COMMENCED AND OFFICIAL LIQUIDATOR APPOINTED  		PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 08-MAY-2018

23-MAR-2021 		BSE VIDE ITS NOTICE DATED 23/03/2021 DIRECTED TO CONTINUE SUSPENSION OF TRADING IN SECURITIES TILL FURTHER NOTICE AS NCLT MUMBAI HAS COMMENCED LIQUIDATION PROCESS W.E.F.01/09/2020 AND APPOINTED LIQUIDATOR  
2229 
History of entity/person Y.T.SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

29-OCT-2019 		 
2230 
History of entity/person YASHWI SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-APR-2025 		BSE VIDE ITS NOTICE DATED 07/04/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2231 
History of entity/person YODAA CAPITAL MARKET PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-APR-2018 		 
2232 
History of entity/person YOHA SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-JUN-2023 		BSE VIDE ITS NOTICE DATED 22/08/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2233 
History of entity/person YRC SHARES & SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

01-APR-2019 		 
2234 
History of entity/person YUG SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

22-OCT-2024 		BSE VIDE ITS NOTICE DATED 22/10/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2235 
History of entity/person ZEPHYR FINANCIAL PUBLISHERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2025 		BSE VIDE ITS NOTICE DATED 28/03/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2236 
History of entity/person ZERODHA BROKING LTD.
  DEFICIENCY IN RENDERING SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.8,84,340

17-JAN-2024 		 
2237 
History of entity/person ZUARI INVESTMENTS LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.17,131

04-MAY-2013 		 
2238 
History of entity/person ZUARI INVESTMENTS LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.44,198

27-FEB-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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