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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 07-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
281 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.11,05,544

19-AUG-2016 		 
282 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.34,016

22-AUG-2016 		 
283 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,15,090

07-JAN-2016 		 
284 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.50,274

22-MAR-2016 		 
285 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.40,489

22-APR-2016 		 
286 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,94,466

19-AUG-2016 		 
287 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.49,181

11-APR-2016 		 
288 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,11,814

19-SEP-2016 		 
289 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,87,403

19-JAN-2016 		 
290 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,20,777

20-JAN-2016 		 
291 
History of entity/person DREAMS BROKING PVT.LTD.
  ISSUED CHEQUE WITHOUT SUFFICIENT FUNDS  CLAIM ADMITTED
AWARD AMOUNT: RS.3,14,203

29-JAN-2016 		 
292 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,50,577

04-MAY-2016 		 
293 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.13,00,985

04-MAY-2016 		 
294 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.34,757

04-MAY-2016 		 
295 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.99,526

26-APR-2016 		 
296 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.32,961

26-APR-2016 		 
297 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY SALE PROCEEDS

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.12,287

26-APR-2016 		 
298 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.64,339

25-APR-2016 		 
299 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.9,76,479

25-APR-2016 		 
300 
History of entity/person DREAMS BROKING PVT.LTD.
  INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.1,35,000

11-JAN-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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