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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 13-FEB-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
301 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.81,977

20-JUL-2016 		 
302 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,00,042

10-AUG-2016 		 
303 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,51,079

18-JUL-2016 		 
304 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,17,163

20-JUL-2016 		 
305 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,55,659

11-AUG-2016 		 
306 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.70,656

20-JUL-2016 		 
307 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,637

20-JUL-2016 		 
308 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.70,299

20-JUL-2016 		 
309 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.78,409

20-JUL-2016 		 
310 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,031

21-JUL-2016 		 
311 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.41,211

21-JUL-2016 		 
312 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.92,577

21-JUL-2016 		 
313 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.7,580

21-JUL-2016 		 
314 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,44,738

20-JUL-2016 		 
315 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.71,225

21-JUL-2016 		 
316 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.26,203

20-JUL-2016 		 
317 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,63,263

19-JUL-2016 		 
318 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.2,06,908

15-JAN-2016 		 
319 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

ISSUED CHEQUE WITHOUT SUFFICIENT FUNDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.58,869

15-JAN-2016 		 
320 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,76,438

24-MAY-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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