| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 32701 |
|
YORK EXPORTS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.1,08,560
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2019
|
| 32702 |
|
|
YORK EXPORTS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
PROHIBITED AND/OR SUSPENDED FOR TRADING
30-NOV-2007
|
REVOCATION OF SUSPENSION IN TRADING
|
| 32703 |
|
|
YORK EXPORTS LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 32704 |
|
|
YORK EXPORTS LTD.
|
|
|
DID NOT SUBMIT AND/OR SUBMIT INCORRECT SHAREHOLDING PATTERN
|
SECURITIES SHIFTED TO T/XT/MT/TS GROUP FROM 22-NOV-2022
15-NOV-2022
|
|
| 32705 |
|
|
YUDHISTHAR INVESTMENTS PVT.LTD.
|
|
|
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 01-DEC-2017 TO 30-NOV-2027
29-NOV-2017
|
|
| 32706 |
|
|
YUG DECOR LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,180
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 32707 |
|
|
YUG DECOR LTD.
|
|
|
DID NOT SUBMIT AND/OR SUBMIT INCORRECT SHAREHOLDING PATTERN
|
SECURITIES SHIFTED TO T/XT/MT/TS GROUP FROM 23-AUG-2022
16-AUG-2022
|
NOT APPEARING NOW IN THE LIST DATED 23/08/2022
|
| 32708 |
|
|
YUKEN INDIA LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 21(2) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.2,14,760
31-MAR-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2024
|
| 32709 |
|
|
YUKEN INDIA LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2014
|
| 32710 |
|
|
YUKTI INVESTMENT PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 17-AUG-2016 TO 16-AUG-2026
16-AUG-2016
|
|
| 32711 |
|
|
YUKTI INVESTMENT PVT.LTD.
(AAACY0228M)
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 17-AUG-2016 TO 16-AUG-2026
16-AUG-2016
|
|
| 32712 |
|
|
YUKTI INVESTMENT PVT.LTD.
|
|
|
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 03-MAR-2021 TO 02-MAR-2031
01-MAR-2021
|
|
| 32713 |
|
|
YULE FINANCE PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 32714 |
|
|
YULE FINANCING & LEASING CO.LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2014
|
| 32715 |
|
|
YULE FINANCING & LEASING CO.LTD.
(Along with :
BENGAL COAL CO.LTD.,THE)
(Along with :
NEW BEERBHOOM COAL CO.LTD.,THE)
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 21-AUG-2018 TO 20-AUG-2028
20-AUG-2018
|
|
| 32716 |
|
|
YULE FINANCING & LEASING CO.LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2013
|
| 32717 |
|
|
YULE FINANCING & LEASING CO.LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
PROHIBITED AND/OR SUSPENDED FOR TRADING
30-NOV-2007
|
|
| 32718 |
|
|
YULE FINANCING & LEASING CO.LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
DID NOT ADHERE TO LISTING REGULATIONS, 2015
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
19-MAY-2018
|
|
| 32719 |
|
|
YULE FINANCING & LEASING CO.LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
28-NOV-2006
|
|
| 32720 |
|
|
YUNIK MANAGING ADVISORS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-JUN-2025
|
IMPOSED FINE Rs.36,580
30-JUN-2025
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2025
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 1636 of 1642 |
