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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 13-FEB-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
321 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,75,495

08-JUN-2016 		 
322 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.18,679

27-AUG-2016 		 
323 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,21,163

27-JUL-2016 		 
324 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.93,792

01-JUN-2016 		 
325 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.15,000

13-APR-2016 		 
326 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,00,719

08-JUN-2016 		 
327 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,76,991

14-JUN-2016 		 
328 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.95,635

14-JUN-2016 		 
329 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,76,797

30-JUN-2016 		 
330 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,18,217

17-MAY-2016 		 
331 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.12,561

06-JUN-2016 		 
332 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,07,786

20-JUL-2016 		 
333 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.48,496

09-AUG-2016 		 
334 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

12-SEP-2016 		 
335 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.12,127

12-SEP-2016 		 
336 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,45,420

14-SEP-2016 		 
337 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,37,863

16-SEP-2016 		 
338 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.92,715

27-JUN-2016 		 
339 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.67,908

28-JUN-2016 		 
340 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,684

01-JUN-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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