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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 13-FEB-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
341 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.98,170

27-JUN-2016 		 
342 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.66,852

25-JUL-2016 		 
343 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.5,13,171

25-APR-2016 		 
344 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.62,375

07-JUN-2016 		 
345 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.61,487

25-JUL-2016 		 
346 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.7,335

20-JUL-2016 		 
347 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.32,584

25-JUL-2016 		 
348 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,08,297

20-JUL-2016 		 
349 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,19,168

20-JUL-2016 		 
350 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.57,793

20-JUL-2016 		 
351 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.68,833

20-JUL-2016 		 
352 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.50,000

26-AUG-2016 		 
353 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,97,851

25-JUL-2016 		 
354 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.60,197

22-SEP-2016 		 
355 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.32,394

23-SEP-2016 		 
356 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,03,404

23-SEP-2016 		 
357 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.74,197

04-OCT-2016 		 
358 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.71,812

25-JAN-2017 		 
359 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,02,886

25-JAN-2017 		 
360 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.2,14,560

01-FEB-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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